# Risen Phoenix Capital Advisers, LLC

> Risen Phoenix Capital Advisers, LLC is a state-registered investment advisory firm in Malden, MA, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated October 23, 2025.

- CRD: 337648
- Filed as: RISEN PHOENIX CAPITAL ADVISERS, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Malden, MA
- Filing period: October 2026
- Form ADV filing dated: October 23, 2025
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/337648
- AdvisorCensus page: https://advisorcensus.com/firm/risen-phoenix-capital-advisers-llc-malden-ma-337648

## Quick answers

**How is Risen Phoenix Capital Advisers, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Risen Phoenix Capital Advisers, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Risen Phoenix Capital Advisers, LLC located?**
Risen Phoenix Capital Advisers, LLC's principal office is in Malden, MA, according to its Form ADV.

**Is Risen Phoenix Capital Advisers, LLC registered with the SEC or a state?**
Risen Phoenix Capital Advisers, LLC is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 337648.

**How much does Risen Phoenix Capital Advisers, LLC manage?**
Risen Phoenix Capital Advisers, LLC reports $0 in regulatory assets under management in its Form ADV filing dated October 23, 2025.

**Does Risen Phoenix Capital Advisers, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/337648

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, MA, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- rpcadvisers.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Risen Phoenix Capital Advisers, LLC (CRD 337648): Form ADV filing data as of October 2026.