# Rise North Capital Investment Advisors > Rise North Capital Investment Advisors is an SEC-registered investment advisory firm in Braintree, MA, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated August 14, 2026. - CRD: 336740 - Filed as: RISE NORTH CAPITAL INVESTMENT ADVISORS - Legal name: RNC RIA LLC - Registration: SEC-registered investment adviser (status as filed: Approved) - Location: Braintree, MA - Filing period: October 2026 - Form ADV filing dated: August 14, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/336740 - AdvisorCensus page: https://advisorcensus.com/firm/rise-north-capital-investment-advisors-braintree-ma-336740 ## Quick answers **How is Rise North Capital Investment Advisors compensated?** On its Form ADV (Item 5.E, October 2026), Rise North Capital Investment Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). **How much does Rise North Capital Investment Advisors charge?** Its Form ADV Part 2A brochure dated June 25, 2026 states: Flat fee: $1,500 to $3,000 (Full Financial Plans); Subscription: $250 a month (Ongoing Financial Planning — Tier I); Subscription: $400 a month (Ongoing Financial Planning — Tier II); Subscription: $500 to $750 a month (Ongoing Financial Planning — Tier III). Fees can differ by service and may be negotiable; the brochure is the complete statement. **Where is Rise North Capital Investment Advisors located?** Rise North Capital Investment Advisors' principal office is in Braintree, MA, according to its Form ADV; the September 2026 filing also lists 2 other offices (Schedule D, Section 1.F). **Is Rise North Capital Investment Advisors registered with the SEC or a state?** Rise North Capital Investment Advisors is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 336740. **How much does Rise North Capital Investment Advisors manage?** Rise North Capital Investment Advisors reports $50,556,312 in regulatory assets under management in its Form ADV filing dated August 14, 2026 (100% discretionary). **What types of clients does Rise North Capital Investment Advisors serve?** By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (389); high net worth individuals (17); other (2). **Which custodians does Rise North Capital Investment Advisors use?** Rise North Capital Investment Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab and Fidelity as custodians holding 10% or more of its separately managed account assets. **Does Rise North Capital Investment Advisors report any disciplinary disclosures?** Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/336740 **Does Rise North Capital Investment Advisors state an account minimum?** Its Form ADV Part 2A brochure dated June 25, 2026 says: "RNCIA does not require a minimum to open or maintain an account." **What changed in Rise North Capital Investment Advisors' recent Form ADV filings?** In the September 2026 filing data: Employees performing advisory functions went from 12 to 11. ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management - Fixed fees (other than subscription fees) ### Fees and minimums (Form ADV Part 2A brochure dated June 25, 2026) - Account minimum: None > RNCIA does not require a minimum to open or maintain an account. - Flat fee: $1,500 to $3,000 (Full Financial Plans) > Full Financial Plans are offered based on a flat fee between $1,500-$3,000 based on complexity and unique Client needs. - Subscription: $250 a month (Ongoing Financial Planning — Tier I) > I. $250/month • Budgeting and cash flow tracking • Debt reduction and credit management • SMART goal setting and accountability - Subscription: $400 a month (Ongoing Financial Planning — Tier II) > II. $400/month Includes everything in Tier 1, plus: • Tax planning strategies (Income timing and distribution planning, Tax diversification planning) - Subscription: $500 to $750 a month (Ongoing Financial Planning — Tier III) > III. $500–$750/month Includes everything in Tier 1 and 2, plus: • Business continuity & succession planning As stated in the firm's brochure. Fees can differ by service and may be negotiable. ### Custodians (Schedule D, Section 5.K(3)) - Charles Schwab - Fidelity Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian. ### Regulatory assets under management (Item 5.F) - Total: $50,556,312 - Discretionary: $50,556,312 - Non-discretionary: $0 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | 389 | $37,705,452 | | High net worth individuals | 17 | $9,462,923 | | Banking or thrift institutions | 0 | $0 | | Investment companies | 0 | $0 | | Business development companies | 0 | $0 | | Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 | | Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 | | Charitable organizations | 0 | $0 | | State or municipal government entities (including government pension plans) | 0 | $0 | | Other investment advisers | 0 | $0 | | Insurance companies | 0 | $0 | | Sovereign wealth funds and foreign official institutions | 0 | $0 | | Corporations or other businesses not listed above | 0 | $0 | | Other | 2 | $3,387,937 | ### Advisory services (Item 5.G) - Financial planning services - Portfolio management for individuals and/or small businesses - Pension consulting services - Selection of other advisers (including private fund managers) - Educational seminars/workshops ### Firm details - Registered since: 2025 (0 years) - Employees: 14 total, 11 performing advisory functions - Wrap fee program participation: No - States registered or notice-filed: AZ, CA, CO, CT, FL, GA, IL, KS, MA, MD, ME, MI, MN, NC, NE, NH, NJ, NY, OH, OR, PA, RI, SC, TN, TX, UT, VA, WA, WI - Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11. ### Other offices (Schedule D, Section 1.F), as of the September 2026 filing - Nashua, NH - South Hadley, MA ### Websites listed on Form ADV (Item 1.I) - [risenorthcapital.com](https://risenorthcapital.com) - [risenorthcapitaladvising.com](https://risenorthcapitaladvising.com) - Instagram @yourfinancialhypegirl - LinkedIn @rise-north-capital - LinkedIn @brendan-bayron-08280517a - LinkedIn @christian-roy-rnc - LinkedIn @derek-sage-0a2215186 - LinkedIn @jacob-ciechon-iar-frc-nssa®-1b4768223 - LinkedIn @james-r-driscoll-ricp-573a4a157 - LinkedIn @jgraffplans - LinkedIn @joanna-martinez-4b6a19240 - LinkedIn @kyle-lasella-b73b91233 - LinkedIn @laurenfakonas - LinkedIn @robert-marchewka-5268a4267 - LinkedIn @ryan-pitard ## Changes in the filing (last 12 months) ### September 2026 - Employees performing advisory functions went from 12 to 11. ### August 2026 - Added an office in South Hadley, MA. ### July 2026 - Employees performing advisory functions went from 14 to 12. - Updated its list of owners and control persons (Schedule A). ### June 2026 - Employees performing advisory functions went from 13 to 14. - Registered or notice-filed in KS. ### May 2026 - Regulatory assets under management went from $0 to $50,556,312. - Registered or notice-filed in GA, ME, MN, NC, NE, NY, OH, RI, SC, TN, UT, WI. ### February 2026 - Added an office in Nashua, NH. - No longer lists an office in Nashau, NH. ### January 2026 - Newly registered with the SEC. ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rise North Capital Investment Advisors (CRD 336740): Form ADV filing data as of October 2026.