{ "crd_number": 336740, "slug": "rise-north-capital-investment-advisors-braintree-ma-336740", "primary_business_name": "RISE NORTH CAPITAL INVESTMENT ADVISORS", "legal_name": "RNC RIA LLC", "dbas": [], "city": "Braintree", "state": "MA", "country": "United States", "cbsa_code": "14460", "metro": { "cbsa_code": "14460", "common_name": "Boston", "msa_name": "Boston-Cambridge-Newton, MA-NH", "path": "/advisors/ma/boston" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2025-12-08", "years_registered": 0, "period": "2026-10-01", "filing_date": "2026-08-14", "carried_forward": false, "raum_total": 50556312.0, "raum_discretionary": 50556312.0, "raum_non_discretionary": 0.0, "raum_band": "25m_100m", "raum_band_label": "$25 million to $100 million", "total_employees": 14, "advisory_employees": 11, "client_count_bucket": null, "clients_by_type": { "other": { "raum": 3387937.0, "count": 2, "description": "OTHER" }, "charitable": { "raum": 0.0, "count": 0 }, "individuals": { "raum": 37705452.0, "count": 389 }, "banking_thrift": { "raum": 0.0, "count": 0 }, "state_municipal": { "raum": 0.0, "count": 0 }, "insurance_companies": { "raum": 0.0, "count": 0 }, "investment_companies": { "raum": 0.0, "count": 0 }, "pension_profit_sharing": { "raum": 0.0, "count": 0 }, "other_investment_advisers": { "raum": 0.0, "count": 0 }, "high_net_worth_individuals": { "raum": 9462923.0, "count": 17 }, "pooled_investment_vehicles": { "raum": 0.0, "count": 0 }, "corporations_other_businesses": { "raum": 0.0, "count": 0 }, "business_development_companies": { "raum": 0.0, "count": 0 }, "sovereign_wealth_foreign_official": { "raum": 0.0, "count": 0 } }, "compensation_types": [ "fixed", "percentage_of_aum" ], "advisory_activities": [ "educational_seminars", "financial_planning", "pension_consulting", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AZ", "CA", "CO", "CT", "FL", "GA", "IL", "KS", "MA", "MD", "ME", "MI", "MN", "NC", "NE", "NH", "NJ", "NY", "OH", "OR", "PA", "RI", "SC", "TN", "TX", "UT", "VA", "WA", "WI" ], "websites": [ "https://instagram.com/yourfinancialhypegirl", "https://linkedin.com/company/rise-north-capital", "https://linkedin.com/in/brendan-bayron-08280517a", "https://linkedin.com/in/christian-roy-rnc", "https://linkedin.com/in/derek-sage-0a2215186", "https://linkedin.com/in/jacob-ciechon-iar-frc-nssa%C2%AE-1b4768223", "https://linkedin.com/in/james-r-driscoll-ricp-573a4a157", "https://linkedin.com/in/jgraffplans", "https://linkedin.com/in/joanna-martinez-4b6a19240", "https://linkedin.com/in/kyle-lasella-b73b91233", "https://linkedin.com/in/laurenfakonas", "https://linkedin.com/in/robert-marchewka-5268a4267", "https://linkedin.com/in/ryan-pitard", "https://risenorthcapital.com", "https://risenorthcapitaladvising.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/336740", "city_as_filed": "BRAINTREE", "url": "https://advisorcensus.com/firm/rise-north-capital-investment-advisors-braintree-ma-336740", "display_name": "Rise North Capital Investment Advisors", "summary": "Rise North Capital Investment Advisors is an SEC-registered investment advisory firm in Braintree, MA, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated August 14, 2026.", "citation": "AdvisorCensus. Rise North Capital Investment Advisors (CRD 336740): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Pension consulting services", "Selection of other advisers (including private fund managers)", "Educational seminars/workshops" ], "quick_answers": [ { "q": "How is Rise North Capital Investment Advisors compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Rise North Capital Investment Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)." }, { "q": "How much does Rise North Capital Investment Advisors charge?", "a": "Its Form ADV Part 2A brochure dated June 25, 2026 states: Flat fee: $1,500 to $3,000 (Full Financial Plans); Subscription: $250 a month (Ongoing Financial Planning — Tier I); Subscription: $400 a month (Ongoing Financial Planning — Tier II); Subscription: $500 to $750 a month (Ongoing Financial Planning — Tier III). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Rise North Capital Investment Advisors located?", "a": "Rise North Capital Investment Advisors' principal office is in Braintree, MA, according to its Form ADV; the September 2026 filing also lists 2 other offices (Schedule D, Section 1.F)." }, { "q": "Is Rise North Capital Investment Advisors registered with the SEC or a state?", "a": "Rise North Capital Investment Advisors is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 336740." }, { "q": "How much does Rise North Capital Investment Advisors manage?", "a": "Rise North Capital Investment Advisors reports $50,556,312 in regulatory assets under management in its Form ADV filing dated August 14, 2026 (100% discretionary)." }, { "q": "What types of clients does Rise North Capital Investment Advisors serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (389); high net worth individuals (17); other (2)." }, { "q": "Which custodians does Rise North Capital Investment Advisors use?", "a": "Rise North Capital Investment Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab and Fidelity as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Rise North Capital Investment Advisors report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/336740" }, { "q": "Does Rise North Capital Investment Advisors state an account minimum?", "a": "Its Form ADV Part 2A brochure dated June 25, 2026 says: \"RNCIA does not require a minimum to open or maintain an account.\"" }, { "q": "What changed in Rise North Capital Investment Advisors' recent Form ADV filings?", "a": "In the September 2026 filing data: Employees performing advisory functions went from 12 to 11." } ], "filing_history": [], "recent_changes": [ { "period": "2026-09-01", "period_label": "September 2026", "notes": [ "Employees performing advisory functions went from 12 to 11." ] }, { "period": "2026-08-01", "period_label": "August 2026", "notes": [ "Added an office in South Hadley, MA." ] }, { "period": "2026-07-01", "period_label": "July 2026", "notes": [ "Employees performing advisory functions went from 14 to 12.", "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-06-01", "period_label": "June 2026", "notes": [ "Employees performing advisory functions went from 13 to 14.", "Registered or notice-filed in KS." ] }, { "period": "2026-05-01", "period_label": "May 2026", "notes": [ "Regulatory assets under management went from $0 to $50,556,312.", "Registered or notice-filed in GA, ME, MN, NC, NE, NY, OH, RI, SC, TN, UT, WI." ] }, { "period": "2026-02-01", "period_label": "February 2026", "notes": [ "Added an office in Nashua, NH.", "No longer lists an office in Nashau, NH." ] }, { "period": "2026-01-01", "period_label": "January 2026", "notes": [ "Newly registered with the SEC." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated June 25, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "None", "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [ "Flat fee: $1,500 to $3,000 (Full Financial Plans)", "Subscription: $250 a month (Ongoing Financial Planning — Tier I)", "Subscription: $400 a month (Ongoing Financial Planning — Tier II)", "Subscription: $500 to $750 a month (Ongoing Financial Planning — Tier III)" ], "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: None" ], "quotes": [ "RNCIA does not require a minimum to open or maintain an account." ] }, { "label": "Planning fee", "statements": [ "Flat fee: $1,500 to $3,000 (Full Financial Plans)" ], "quotes": [ "Full Financial Plans are offered based on a flat fee between $1,500-$3,000 based on complexity and unique Client needs." ] }, { "label": "Planning fee", "statements": [ "Subscription: $250 a month (Ongoing Financial Planning — Tier I)" ], "quotes": [ "I. $250/month • Budgeting and cash flow tracking\n• Debt reduction and credit management\n• SMART goal setting and accountability" ] }, { "label": "Planning fee", "statements": [ "Subscription: $400 a month (Ongoing Financial Planning — Tier II)" ], "quotes": [ "II. $400/month Includes everything in Tier 1, plus: \n• Tax planning strategies (Income timing and distribution planning, Tax diversification planning)" ] }, { "label": "Planning fee", "statements": [ "Subscription: $500 to $750 a month (Ongoing Financial Planning — Tier III)" ], "quotes": [ "III. $500–$750/month Includes everything in Tier 1 and 2, plus: \n• Business continuity & succession planning" ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": 0.0, "minimum_annual_fee": null, "planning": [ { "kind": "flat", "amount": null, "min": 1500.0, "max": 3000.0, "period": "one_time", "service": "Full Financial Plans" }, { "kind": "subscription", "amount": 250.0, "min": null, "max": null, "period": "monthly", "service": "Ongoing Financial Planning — Tier I" }, { "kind": "subscription", "amount": 400.0, "min": null, "max": null, "period": "monthly", "service": "Ongoing Financial Planning — Tier II" }, { "kind": "subscription", "amount": null, "min": 500.0, "max": 750.0, "period": "monthly", "service": "Ongoing Financial Planning — Tier III" } ] }, "quotes": [ "RNCIA does not require a minimum to open or maintain an account.", "Full Financial Plans are offered based on a flat fee between $1,500-$3,000 based on complexity and unique Client needs.", "I. $250/month • Budgeting and cash flow tracking\n• Debt reduction and credit management\n• SMART goal setting and accountability", "II. $400/month Includes everything in Tier 1, plus: \n• Tax planning strategies (Income timing and distribution planning, Tax diversification planning)", "III. $500–$750/month Includes everything in Tier 1 and 2, plus: \n• Business continuity & succession planning" ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Charles Schwab", "name_as_filed": "CHARLES SCHWAB", "affiliated": false }, { "name": "Fidelity", "name_as_filed": "FIDELITY", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/rise-north-capital-investment-advisors-braintree-ma-336740.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 389, "fewer_than_5": false, "raum": 37705452.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 17, "fewer_than_5": false, "raum": 9462923.0 }, { "type": "banking_thrift", "label": "Banking or thrift institutions", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "business_development_companies", "label": "Business development companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "other", "label": "Other", "count": 2, "fewer_than_5": false, "raum": 3387937.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/336740", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }