# Rise Advisors, LLC

> Rise Advisors, LLC is an SEC-registered investment advisory firm in Rochester, NY, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 17, 2026.

- CRD: 309760
- Filed as: RISE ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Rochester, NY
- Filing period: October 2026
- Form ADV filing dated: August 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/309760
- AdvisorCensus page: https://advisorcensus.com/firm/rise-advisors-llc-rochester-ny-309760

## Quick answers

**How is Rise Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Rise Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Rise Advisors, LLC located?**
Rise Advisors, LLC's principal office is in Rochester, NY, according to its Form ADV.

**Is Rise Advisors, LLC registered with the SEC or a state?**
Rise Advisors, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 309760.

**How much does Rise Advisors, LLC manage?**
Rise Advisors, LLC reports $441,162,450 in regulatory assets under management in its Form ADV filing dated August 17, 2026 (95% discretionary).

**How have Rise Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Rise Advisors, LLC: Regulatory assets under management: $170,561,000 in the October 2021 data and $441,162,450 in the October 2026 data, up 159%. Total employees: 5 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Rise Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (356); high net worth individuals (108); charitable organizations (5).

**Which custodians does Rise Advisors, LLC use?**
Rise Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Rise Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/309760

**Does Rise Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated August 17, 2026 says: "RISE does not impose a minimum portfolio value for starting and maintaining an investment management, Retirement Plan Consulting or financial planning relationship."

**What changed in Rise Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 5 to 7. Regulatory assets under management went from $340,850,820 to $441,162,450 (+29%). Registered or notice-filed in VA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated August 17, 2026)

- Account minimum: None

> RISE does not impose a minimum portfolio value for starting and maintaining an investment management, Retirement Plan Consulting or financial planning relationship.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $441,162,450
- Discretionary: $417,023,338
- Non-discretionary: $24,139,112

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 356 | $134,473,367 |
| High net worth individuals | 108 | $236,265,445 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 5 | $66,111,180 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 3 | $4,312,458 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2020 (6 years)
- Employees: 9 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, IN, ME, NC, NY, PA, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- riseadvisorsgroup.com
- LinkedIn @rise-advisors-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $170,561,000 | 5 | March 29, 2021 |
| October 2022 | $188,273,693 | 6 | April 22, 2022 |
| October 2023 | $199,982,817 | 7 | May 30, 2023 |
| October 2024 | $250,097,690 | 7 | March 1, 2024 |
| October 2025 | $340,850,820 | 7 | March 3, 2025 |
| October 2026 | $441,162,450 | 9 | August 17, 2026 |

Regulatory assets under management: $170,561,000 in the October 2021 data and $441,162,450 in the October 2026 data, up 159%.
Total employees: 5 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 5 to 7.
- Regulatory assets under management went from $340,850,820 to $441,162,450 (+29%).
- Registered or notice-filed in VA.

### March 2026
- Registered or notice-filed in IN, ME.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rise Advisors, LLC (CRD 309760): Form ADV filing data as of October 2026.