# Rioux & Company, LLC

> Rioux & Company, LLC is a state-registered investment advisory firm in Bristol, CT, registered since 2013, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2022.

- CRD: 42043
- Filed as: RIOUX & COMPANY, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Bristol, CT
- Filing period: October 2026
- Form ADV filing dated: March 30, 2022
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/42043
- AdvisorCensus page: https://advisorcensus.com/firm/rioux-and-company-llc-bristol-ct-42043

## Quick answers

**How is Rioux & Company, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Rioux & Company, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Rioux & Company, LLC located?**
Rioux & Company, LLC's principal office is in Bristol, CT, according to its Form ADV.

**Is Rioux & Company, LLC registered with the SEC or a state?**
Rioux & Company, LLC is a state-registered investment advisory firm, registered since 2013. Status as filed: APPROVED. CRD 42043.

**How much does Rioux & Company, LLC manage?**
Rioux & Company, LLC reports $20,463,947 in regulatory assets under management in its Form ADV filing dated March 30, 2022 (100% discretionary).

**What types of clients does Rioux & Company, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (63); high net worth individuals (8).

**Does Rioux & Company, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/42043

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $20,463,947
- Discretionary: $20,463,947
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 63 | $12,372,706 |
| High net worth individuals | 8 | $8,091,241 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2013 (13 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- riouxcompany.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rioux & Company, LLC (CRD 42043): Form ADV filing data as of October 2026.