# Rio Financial Planning

> Rio Financial Planning is a state-registered investment advisory firm, registered since 2019, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 10, 2026.

- CRD: 301786
- Filed as: RIO FINANCIAL PLANNING
- Legal name: Rio Financial Planning, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Oregon
- Filing period: October 2026
- Form ADV filing dated: January 10, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/301786
- AdvisorCensus page: https://advisorcensus.com/firm/rio-financial-planning-301786

## Quick answers

**How is Rio Financial Planning compensated?**
On its Form ADV (Item 5.E, October 2026), Rio Financial Planning reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Is Rio Financial Planning registered with the SEC or a state?**
Rio Financial Planning is a state-registered investment advisory firm, registered since 2019. Status as filed: APPROVED. CRD 301786.

**How much does Rio Financial Planning manage?**
Rio Financial Planning reports $7,660,811 in regulatory assets under management in its Form ADV filing dated January 10, 2026 (0% discretionary).

**What types of clients does Rio Financial Planning serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (33).

**Does Rio Financial Planning report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/301786

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $7,660,811
- Discretionary: $0
- Non-discretionary: $7,660,811

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 33 | $7,660,811 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2019 (7 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: OR
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- riofinancial.com
- riofinancialplanning.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rio Financial Planning (CRD 301786): Form ADV filing data as of October 2026.