# Rincon Wealth Management

> Rincon Wealth Management is a state-registered investment advisory firm in Lakeway, TX, registered since 2021, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 311430
- Filed as: RINCON WEALTH MANAGEMENT
- Legal name: MAL-1 Financial, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Lakeway, TX
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/311430
- AdvisorCensus page: https://advisorcensus.com/firm/rincon-wealth-management-lakeway-tx-311430

## Quick answers

**How is Rincon Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Rincon Wealth Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other.

**Where is Rincon Wealth Management located?**
Rincon Wealth Management's principal office is in Lakeway, TX, according to its Form ADV.

**Is Rincon Wealth Management registered with the SEC or a state?**
Rincon Wealth Management is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 311430.

**How much does Rincon Wealth Management manage?**
Rincon Wealth Management reports $62,157,010 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary).

**What types of clients does Rincon Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (70); high net worth individuals (29).

**Does Rincon Wealth Management report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/311430

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $62,157,010
- Discretionary: $62,157,010
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 70 | $28,011,538 |
| High net worth individuals | 29 | $32,686,040 |
| Charitable organizations | Fewer than 5 | $1,459,432 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2021 (5 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TX
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/311430

### Websites listed on Form ADV (Item 1.I)
- rinconwealth.com
- Facebook @rinconwealth
- Facebook @rinconwealthmanagement

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rincon Wealth Management (CRD 311430): Form ADV filing data as of October 2026.