# Rinaldi Wealth Management, Inc.

> Rinaldi Wealth Management, Inc. is an SEC-registered investment advisory firm in Bonita Springs, FL, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 22, 2026.

- CRD: 311583
- Filed as: RINALDI WEALTH MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Bonita Springs, FL
- Filing period: October 2026
- Form ADV filing dated: February 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/311583
- AdvisorCensus page: https://advisorcensus.com/firm/rinaldi-wealth-management-inc-bonita-springs-fl-311583

## Quick answers

**How is Rinaldi Wealth Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Rinaldi Wealth Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Rinaldi Wealth Management, Inc. charge?**
Its Form ADV Part 2A brochure dated February 22, 2026 states: Flat fee: $450 to $5,000 (Financial Planning Services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Rinaldi Wealth Management, Inc. located?**
Rinaldi Wealth Management, Inc.'s principal office is in Bonita Springs, FL, according to its Form ADV.

**Is Rinaldi Wealth Management, Inc. registered with the SEC or a state?**
Rinaldi Wealth Management, Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 311583.

**How much does Rinaldi Wealth Management, Inc. manage?**
Rinaldi Wealth Management, Inc. reports $243,200,000 in regulatory assets under management in its Form ADV filing dated February 22, 2026 (100% discretionary).

**How have Rinaldi Wealth Management, Inc.'s assets and staff changed since 2022?**
In the Form ADV data for Rinaldi Wealth Management, Inc.: Regulatory assets under management: $139,800,000 in the October 2022 data and $243,200,000 in the October 2026 data, up 74%. Total employees: 5 in October 2022 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Rinaldi Wealth Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (232); high net worth individuals (131).

**Which custodians does Rinaldi Wealth Management, Inc. use?**
Rinaldi Wealth Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Protective Life Insurance Company and Schwab as custodians holding 10% or more of its separately managed account assets.

**Does Rinaldi Wealth Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/311583

**What changed in Rinaldi Wealth Management, Inc.'s recent Form ADV filings?**
In the March 2026 filing data: Employees performing advisory functions went from 2 to 3. Regulatory assets under management went from $201,400,000 to $243,200,000 (+21%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 22, 2026)

- Flat fee: $450 to $5,000 (Financial Planning Services)

> Fixed Fee: Financial Planning Services are offered based on a flat fee between $450-$5000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Protective Life Insurance Company
- Schwab

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $243,200,000
- Discretionary: $243,200,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 232 | $72,100,000 |
| High net worth individuals | 131 | $171,100,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2021 (4 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, GA, LA, MA, NJ, TN, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- retirewithdustin.com
- rwmadvisor.com
- LinkedIn @rinaldi-wealth-management-inc
- LinkedIn @dustinrinaldi

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $139,800,000 | 5 | August 26, 2022 |
| October 2023 | $130,600,000 | 5 | September 19, 2023 |
| October 2024 | $162,600,000 | 4 | March 6, 2024 |
| October 2025 | $201,400,000 | 4 | February 10, 2025 |
| October 2026 | $243,200,000 | 3 | February 22, 2026 |

Regulatory assets under management: $139,800,000 in the October 2022 data and $243,200,000 in the October 2026 data, up 74%.
Total employees: 5 in October 2022 and 3 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Employees performing advisory functions went from 2 to 3.
- Regulatory assets under management went from $201,400,000 to $243,200,000 (+21%).

### January 2026
- No longer registered or notice-filed in IL, MI, MN, NH.

### December 2025
- Employees performing advisory functions went from 3 to 2.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rinaldi Wealth Management, Inc. (CRD 311583): Form ADV filing data as of October 2026.