# RIM Associates, Inc

> RIM Associates, Inc is a state-registered investment advisory firm, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 29, 2026.

- CRD: 128201
- Filed as: RIM ASSOCIATES, INC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Utah
- Filing period: October 2026
- Form ADV filing dated: April 29, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/128201
- AdvisorCensus page: https://advisorcensus.com/firm/rim-associates-inc-128201

## Quick answers

**How is RIM Associates, Inc compensated?**
On its Form ADV (Item 5.E, October 2026), RIM Associates, Inc reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is RIM Associates, Inc registered with the SEC or a state?**
RIM Associates, Inc is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 128201.

**How much does RIM Associates, Inc manage?**
RIM Associates, Inc reports $37,581,635 in regulatory assets under management in its Form ADV filing dated April 29, 2026 (100% discretionary).

**What types of clients does RIM Associates, Inc serve?**
By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (21); high net worth individuals (16); corporations or other businesses not listed above (5).

**Does RIM Associates, Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/128201

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $37,581,635
- Discretionary: $37,581,635
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 4 | $991,147 |
| High net worth individuals | 16 | $16,921,057 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 21 | $15,915,669 |
| Charitable organizations | 3 | $2,159,091 |
| Corporations or other businesses not listed above | 5 | $1,594,671 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: UT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. RIM Associates, Inc (CRD 128201): Form ADV filing data as of October 2026.