# RIK Saylor Financial, Inc.

> RIK Saylor Financial, Inc. is an SEC-registered investment advisory firm in Fairfield, OH, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.

- CRD: 165484
- Filed as: RIK SAYLOR FINANCIAL, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Fairfield, OH
- Filing period: October 2026
- Form ADV filing dated: March 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/165484
- AdvisorCensus page: https://advisorcensus.com/firm/rik-saylor-financial-inc-fairfield-oh-165484

## Quick answers

**How is RIK Saylor Financial, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), RIK Saylor Financial, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is RIK Saylor Financial, Inc. located?**
RIK Saylor Financial, Inc.'s principal office is in Fairfield, OH, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is RIK Saylor Financial, Inc. registered with the SEC or a state?**
RIK Saylor Financial, Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 165484.

**How much does RIK Saylor Financial, Inc. manage?**
RIK Saylor Financial, Inc. reports $199,162,536 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (100% discretionary).

**How have RIK Saylor Financial, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for RIK Saylor Financial, Inc.: Regulatory assets under management: $112,511,397 in the October 2021 data and $199,162,536 in the October 2026 data, up 77%. Total employees: 6 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does RIK Saylor Financial, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (280); high net worth individuals (96); corporations or other businesses not listed above (1).

**Which custodians does RIK Saylor Financial, Inc. use?**
RIK Saylor Financial, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does RIK Saylor Financial, Inc. report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/165484

**What changed in RIK Saylor Financial, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $178,923,765 to $199,162,536 (+11%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $199,162,536
- Discretionary: $199,162,536
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 280 | $72,452,268 |
| High net worth individuals | 96 | $122,466,546 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 1 | $4,243,722 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2021 (5 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, IN, KY, OH, TN, TX
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/165484

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Beavercreek, OH
- Cincinnati, OH

### Websites listed on Form ADV (Item 1.I)
- riksaylorfinancial.com
- Facebook @RikSaylorWealth
- LinkedIn @riksaylor
- X @core4solution

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $112,511,397 | 6 | July 28, 2021 |
| October 2022 | $124,082,484 | 6 | April 7, 2022 |
| October 2023 | $124,032,600 | 5 | March 31, 2023 |
| October 2024 | $143,188,073 | 5 | March 28, 2024 |
| October 2025 | $178,923,765 | 4 | May 1, 2025 |
| October 2026 | $199,162,536 | 5 | March 25, 2026 |

Regulatory assets under management: $112,511,397 in the October 2021 data and $199,162,536 in the October 2026 data, up 77%.
Total employees: 6 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $178,923,765 to $199,162,536 (+11%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. RIK Saylor Financial, Inc. (CRD 165484): Form ADV filing data as of October 2026.