# Riggs Asset Management Co Inc

> Riggs Asset Management Co Inc is an SEC-registered investment advisory firm in Dallas, PA, registered since 1991, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated February 26, 2026.

- CRD: 107233
- Filed as: RIGGS ASSET MANAGEMENT CO INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Dallas, PA
- Filing period: October 2026
- Form ADV filing dated: February 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/107233
- AdvisorCensus page: https://advisorcensus.com/firm/riggs-asset-management-co-inc-dallas-pa-107233

## Quick answers

**How is Riggs Asset Management Co Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Riggs Asset Management Co Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Riggs Asset Management Co Inc charge?**
Its Form ADV Part 2A brochure dated February 20, 2026 states: Hourly rate: $300 an hour (investment advice through consultations, reviews, or studies not involving…). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Riggs Asset Management Co Inc located?**
Riggs Asset Management Co Inc's principal office is in Dallas, PA, according to its Form ADV.

**Is Riggs Asset Management Co Inc registered with the SEC or a state?**
Riggs Asset Management Co Inc is an SEC-registered investment advisory firm, registered since 1991. Status as filed: Approved. CRD 107233.

**How much does Riggs Asset Management Co Inc manage?**
Riggs Asset Management Co Inc reports $639,991,478 in regulatory assets under management in its Form ADV filing dated February 26, 2026 (98% discretionary).

**How have Riggs Asset Management Co Inc's assets and staff changed since 2021?**
In the Form ADV data for Riggs Asset Management Co Inc: Regulatory assets under management: $395,980,247 in the October 2021 data and $639,991,478 in the October 2026 data, up 62%. Total employees: 6 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Riggs Asset Management Co Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (268); high net worth individuals (142); corporations or other businesses not listed above (13).

**Which custodians does Riggs Asset Management Co Inc use?**
Riggs Asset Management Co Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Riggs Asset Management Co Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107233

**What changed in Riggs Asset Management Co Inc's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $522,481,400 to $639,991,478 (+22%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 20, 2026)

- Hourly rate: $300 an hour (investment advice through consultations, reviews, or studies not involving…)

> Riggs may also render investment advice through consultations, reviews, or studies not involving investment management services, for which Riggs shall generally bill the client at the hourly rate of $300.00.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $639,991,478
- Discretionary: $628,748,431
- Non-discretionary: $11,243,047

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 268 | $96,422,523 |
| High net worth individuals | 142 | $519,385,231 |
| Charitable organizations | 7 | $5,234,276 |
| Corporations or other businesses not listed above | 13 | $18,949,448 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Other

### Firm details
- Registered since: 1991 (35 years)
- Employees: 8 total, 8 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, DC, DE, FL, MA, MD, NC, NE, NJ, NY, OH, PA, SC, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [riggsadvisors.com](https://riggsadvisors.com)
- LinkedIn @6196003

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $395,980,247 | 6 | August 3, 2021 |
| October 2022 | $451,110,522 | 6 | September 13, 2022 |
| October 2023 | $423,625,509 | 7 | September 15, 2023 |
| October 2024 | $448,781,633 | 7 | August 29, 2024 |
| October 2025 | $522,481,400 | 8 | June 4, 2025 |
| October 2026 | $639,991,478 | 8 | February 26, 2026 |

Regulatory assets under management: $395,980,247 in the October 2021 data and $639,991,478 in the October 2026 data, up 62%.
Total employees: 6 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $522,481,400 to $639,991,478 (+22%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Riggs Asset Management Co Inc (CRD 107233): Form ADV filing data as of October 2026.