# Ridgewood Capital Management

> Ridgewood Capital Management is a state-registered investment advisory firm in Westtown, PA, registered since 2000, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated January 26, 2026.

- CRD: 121920
- Filed as: RIDGEWOOD CAPITAL MANAGEMENT
- Legal name: Ridgewood Capital Management, Inc.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Westtown, PA
- Filing period: October 2026
- Form ADV filing dated: January 26, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/121920
- AdvisorCensus page: https://advisorcensus.com/firm/ridgewood-capital-management-westtown-pa-121920

## Quick answers

**How is Ridgewood Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), Ridgewood Capital Management reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Ridgewood Capital Management located?**
Ridgewood Capital Management's principal office is in Westtown, PA, according to its Form ADV.

**Is Ridgewood Capital Management registered with the SEC or a state?**
Ridgewood Capital Management is a state-registered investment advisory firm, registered since 2000. Status as filed: APPROVED. CRD 121920.

**How much does Ridgewood Capital Management manage?**
Ridgewood Capital Management reports $38,857,825 in regulatory assets under management in its Form ADV filing dated January 26, 2026 (100% discretionary).

**What types of clients does Ridgewood Capital Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (66); high net worth individuals (14).

**Does Ridgewood Capital Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/121920

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $38,857,825
- Discretionary: $38,857,825
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 66 | $15,078,400 |
| High net worth individuals | 14 | $23,779,425 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2000 (26 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ridgewood Capital Management (CRD 121920): Form ADV filing data as of October 2026.