# Ridgeview Asset Management Partners, LLC

> Ridgeview Asset Management Partners, LLC is an SEC-registered investment advisory firm in Stamford, CT, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 283786
- Filed as: RIDGEVIEW ASSET MANAGEMENT PARTNERS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Stamford, CT
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/283786
- AdvisorCensus page: https://advisorcensus.com/firm/ridgeview-asset-management-partners-llc-stamford-ct-283786

## Quick answers

**How is Ridgeview Asset Management Partners, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Ridgeview Asset Management Partners, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Ridgeview Asset Management Partners, LLC located?**
Ridgeview Asset Management Partners, LLC's principal office is in Stamford, CT, according to its Form ADV.

**Is Ridgeview Asset Management Partners, LLC registered with the SEC or a state?**
Ridgeview Asset Management Partners, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 283786.

**How much does Ridgeview Asset Management Partners, LLC manage?**
Ridgeview Asset Management Partners, LLC reports $387,887,138 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary).

**How have Ridgeview Asset Management Partners, LLC's assets and staff changed since 2021?**
In the Form ADV data for Ridgeview Asset Management Partners, LLC: Regulatory assets under management: $162,284,682 in the October 2021 data and $387,887,138 in the October 2026 data, up 139%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Ridgeview Asset Management Partners, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (129); pooled investment vehicles (other than investment companies and business development companies) (6).

**Which custodians does Ridgeview Asset Management Partners, LLC use?**
Ridgeview Asset Management Partners, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Bessemer Trust, Charles Schwab & Co., Inc. and Morgan Stanley as custodians holding 10% or more of its separately managed account assets.

**Does Ridgeview Asset Management Partners, LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation) and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/283786

**What changed in Ridgeview Asset Management Partners, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $321,479,242 to $387,887,138 (+21%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Bessemer Trust
- Charles Schwab & Co., Inc.
- Morgan Stanley

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $387,887,138
- Discretionary: $387,887,138
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 129 | $312,586,405 |
| Pooled investment vehicles (other than investment companies and business development companies) | 6 | $67,590,000 |
| Charitable organizations | Fewer than 5 | $7,710,733 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2017 (9 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/283786

### Websites listed on Form ADV (Item 1.I)
- ridgeviewasset.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $162,284,682 | 3 | August 5, 2021 |
| October 2022 | $224,340,608 | 3 | September 14, 2022 |
| October 2023 | $208,871,911 | 3 | April 10, 2023 |
| October 2024 | $272,889,645 | 3 | June 28, 2024 |
| October 2025 | $321,479,242 | 3 | March 29, 2025 |
| October 2026 | $387,887,138 | 3 | March 23, 2026 |

Regulatory assets under management: $162,284,682 in the October 2021 data and $387,887,138 in the October 2026 data, up 139%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $321,479,242 to $387,887,138 (+21%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ridgeview Asset Management Partners, LLC (CRD 283786): Form ADV filing data as of October 2026.