# Ridgepath Capital Management LLC

> Ridgepath Capital Management LLC is an SEC-registered investment advisory firm in Knoxville, TN, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 3, 2026.

- CRD: 283343
- Filed as: RIDGEPATH CAPITAL MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Knoxville, TN
- Filing period: October 2026
- Form ADV filing dated: February 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/283343
- AdvisorCensus page: https://advisorcensus.com/firm/ridgepath-capital-management-llc-knoxville-tn-283343

## Quick answers

**How is Ridgepath Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Ridgepath Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; other.

**Where is Ridgepath Capital Management LLC located?**
Ridgepath Capital Management LLC's principal office is in Knoxville, TN, according to its Form ADV.

**Is Ridgepath Capital Management LLC registered with the SEC or a state?**
Ridgepath Capital Management LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 283343.

**How much does Ridgepath Capital Management LLC manage?**
Ridgepath Capital Management LLC reports $358,850,039 in regulatory assets under management in its Form ADV filing dated February 3, 2026 (100% discretionary).

**How have Ridgepath Capital Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Ridgepath Capital Management LLC: Regulatory assets under management: $153,974,651 in the October 2021 data and $358,850,039 in the October 2026 data, up 133%. Total employees: 2 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Ridgepath Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (70); individuals (other than high net worth individuals) (42); corporations or other businesses not listed above (8).

**Which custodians does Ridgepath Capital Management LLC use?**
Ridgepath Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Ridgepath Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/283343

**Does Ridgepath Capital Management LLC state an account minimum?**
Its Form ADV Part 2A brochure dated February 3, 2026 says: "There is an account minimum of $1,000,000, which may be waived by RCML in its discretion."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Other

### Fees and minimums (Form ADV Part 2A brochure dated February 3, 2026)

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> There is an account minimum of $1,000,000, which may be waived by RCML in its discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $358,850,039
- Discretionary: $358,850,039
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 42 | $11,275,874 |
| High net worth individuals | 70 | $304,944,093 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 1 | $2,058,022 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 8 | $40,572,050 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2020 (6 years)
- Employees: 5 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, TN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ridgepathcapital.com
- LinkedIn @13225092

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $153,974,651 | 2 | February 23, 2021 |
| October 2022 | $245,464,043 | 4 | September 21, 2022 |
| October 2023 | $234,169,038 | 4 | March 8, 2023 |
| October 2024 | $276,450,183 | 5 | May 21, 2024 |
| October 2025 | $331,605,533 | 5 | January 15, 2025 |
| October 2026 | $358,850,039 | 5 | February 3, 2026 |

Regulatory assets under management: $153,974,651 in the October 2021 data and $358,850,039 in the October 2026 data, up 133%.
Total employees: 2 in October 2021 and 5 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ridgepath Capital Management LLC (CRD 283343): Form ADV filing data as of October 2026.