# Ridgegate Advisors, LLC

> Ridgegate Advisors, LLC is an SEC-registered investment advisory firm in Englewood, CO, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.

- CRD: 334233
- Filed as: RIDGEGATE ADVISORS, LLC
- Also doing business as: IMPACT 1031
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Englewood, CO
- Filing period: October 2026
- Form ADV filing dated: March 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/334233
- AdvisorCensus page: https://advisorcensus.com/firm/ridgegate-advisors-llc-englewood-co-334233

## Quick answers

**How is Ridgegate Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Ridgegate Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Ridgegate Advisors, LLC charge?**
Its Form ADV Part 2A brochure dated March 25, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states); Hourly rate: $250 an hour (termination of services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Ridgegate Advisors, LLC located?**
Ridgegate Advisors, LLC's principal office is in Englewood, CO, according to its Form ADV.

**Is Ridgegate Advisors, LLC registered with the SEC or a state?**
Ridgegate Advisors, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 334233.

**How much does Ridgegate Advisors, LLC manage?**
Ridgegate Advisors, LLC reports $118,964,626 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (92% discretionary).

**How have Ridgegate Advisors, LLC's assets and staff changed since 2025?**
In the Form ADV data for Ridgegate Advisors, LLC: Regulatory assets under management: $0 in the October 2025 data and $118,964,626 in the October 2026 data. Total employees: 11 in October 2025 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Ridgegate Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (172); high net worth individuals (27); corporations or other businesses not listed above (4).

**Which custodians does Ridgegate Advisors, LLC use?**
Ridgegate Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Ridgegate Advisors, LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/334233

**Does Ridgegate Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 25, 2026 says: "Ridgegate Advisors LLC requires a minimum of $500,000 per client relationship. This minimum is negotiable at the sole discretion of Ridgegate."

**What changed in Ridgegate Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $105,340,398 to $118,964,626 (+13%). Added the business name Impact 1031.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 25, 2026)

- Asset-based fee: up to 2% of assets a year (the maximum the brochure states)

> Fees will not exceed 2% annualized of assets that we manage. Fees are negotiable at the sole discretion of Ridgegate.

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> Ridgegate Advisors LLC requires a minimum of $500,000 per client relationship. This minimum is negotiable at the sole discretion of Ridgegate.

- Hourly rate: $250 an hour (termination of services)

> Thereafter, in the case of termination of services by either Ridgegate or the client, unearned prepaid fees will be due on a daily pro-rata basis in the case of investment management fees, or at a rate of $250 per hour, not to exceed the total agreed upon planning fee.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $118,964,626
- Discretionary: $109,447,456
- Non-discretionary: $9,517,170

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 172 | $55,413,314 |
| High net worth individuals | 27 | $62,720,786 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 3 | $548,467 |
| Corporations or other businesses not listed above | 4 | $282,059 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 11 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, TX
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/334233

### Websites listed on Form ADV (Item 1.I)
- ridgegatefinancial.com
- Facebook @RidgegateFinancial
- Instagram @ridgegatefinancial
- LinkedIn @ridgegate-financial
- YouTube @ridgegatefinancial

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $0 | 11 | July 21, 2025 |
| October 2026 | $118,964,626 | 11 | March 25, 2026 |

Regulatory assets under management: $0 in the October 2025 data and $118,964,626 in the October 2026 data.
Total employees: 11 in October 2025 and 11 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $105,340,398 to $118,964,626 (+13%).
- Added the business name Impact 1031.

### December 2025
- Regulatory assets under management went from $0 to $105,340,398.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ridgegate Advisors, LLC (CRD 334233): Form ADV filing data as of October 2026.