# Rick Law Financial Services LLC

> Rick Law Financial Services LLC is a state-registered investment advisory firm in Aurora, IL, registered since 2014, with no regulatory assets under management reported in its Form ADV filing dated March 17, 2026.

- CRD: 171491
- Filed as: RICK LAW FINANCIAL SERVICES LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Aurora, IL
- Filing period: October 2026
- Form ADV filing dated: March 17, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/171491
- AdvisorCensus page: https://advisorcensus.com/firm/rick-law-financial-services-llc-aurora-il-171491

## Quick answers

**How is Rick Law Financial Services LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Rick Law Financial Services LLC reports these compensation arrangements: other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Rick Law Financial Services LLC located?**
Rick Law Financial Services LLC's principal office is in Aurora, IL, according to its Form ADV.

**Is Rick Law Financial Services LLC registered with the SEC or a state?**
Rick Law Financial Services LLC is a state-registered investment advisory firm, registered since 2014. Status as filed: APPROVED. CRD 171491.

**Does Rick Law Financial Services LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/171491

## From the Form ADV filing

### Compensation (Item 5.E)
- Other

### Advisory services (Item 5.G)
- Other

### Firm details
- Registered since: 2014 (12 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rick Law Financial Services LLC (CRD 171491): Form ADV filing data as of October 2026.