# Richmond Investment Services LLC

> Richmond Investment Services LLC is an SEC-registered investment advisory firm in Mequon, WI, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 10, 2026.

- CRD: 327451
- Filed as: RICHMOND INVESTMENT SERVICES LLC
- Also doing business as: GOLDFINCH WEALTH MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Mequon, WI
- Filing period: October 2026
- Form ADV filing dated: August 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/327451
- AdvisorCensus page: https://advisorcensus.com/firm/richmond-investment-services-llc-mequon-wi-327451

## Quick answers

**How is Richmond Investment Services LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Richmond Investment Services LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Richmond Investment Services LLC located?**
Richmond Investment Services LLC's principal office is in Mequon, WI, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Richmond Investment Services LLC registered with the SEC or a state?**
Richmond Investment Services LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 327451.

**How much does Richmond Investment Services LLC manage?**
Richmond Investment Services LLC reports $453,210,055 in regulatory assets under management in its Form ADV filing dated August 10, 2026 (100% discretionary).

**How have Richmond Investment Services LLC's assets and staff changed since 2024?**
In the Form ADV data for Richmond Investment Services LLC: Regulatory assets under management: $365,842,345 in the October 2024 data and $453,210,055 in the October 2026 data, up 24%. Total employees: 11 in October 2024 and 22 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Richmond Investment Services LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (484); high net worth individuals (393); charitable organizations (7).

**Which custodians does Richmond Investment Services LLC use?**
Richmond Investment Services LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Richmond Investment Services LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/327451

**What changed in Richmond Investment Services LLC's recent Form ADV filings?**
In the September 2026 filing data: Employees performing advisory functions went from 14 to 11.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- LPL Financial LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $453,210,055
- Discretionary: $453,210,055
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 484 | $108,037,912 |
| High net worth individuals | 393 | $337,635,986 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $2,971,948 |
| Charitable organizations | 7 | $4,293,692 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 4 | $270,517 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2024 (2 years)
- Employees: 22 total, 11 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AR, AZ, CA, CO, DC, FL, GA, IA, ID, IL, IN, LA, MA, MD, MI, MN, MO, NC, NH, NV, NY, OH, OR, SC, TN, TX, UT, VA, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Dubuque, IA

### Websites listed on Form ADV (Item 1.I)
- [richmondis.com](https://richmondis.com)
- Facebook facebook.com
- LinkedIn linkedin.com
- YouTube youtube.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $365,842,345 | 11 | September 5, 2024 |
| October 2025 | $393,484,617 | 10 | July 14, 2025 |
| October 2026 | $453,210,055 | 22 | August 10, 2026 |

Regulatory assets under management: $365,842,345 in the October 2024 data and $453,210,055 in the October 2026 data, up 24%.
Total employees: 11 in October 2024 and 22 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Employees performing advisory functions went from 14 to 11.

### July 2026
- Employees performing advisory functions went from 13 to 14.

### April 2026
- Regulatory assets under management went from $393,484,617 to $453,210,055 (+15%).

### December 2025
- Employees performing advisory functions went from 10 to 13.

### November 2025
- Changed its office addresses in Dubuque, IA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Richmond Investment Services LLC (CRD 327451): Form ADV filing data as of October 2026.