# Richmond Capital

> Richmond Capital is an SEC-registered investment advisory firm in Miami, FL, registered since 2023, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 11, 2026.

- CRD: 327060
- Filed as: RICHMOND CAPITAL
- Legal name: Richmond Capital Advisors LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Miami, FL
- Filing period: October 2026
- Form ADV filing dated: February 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/327060
- AdvisorCensus page: https://advisorcensus.com/firm/richmond-capital-miami-fl-327060

## Quick answers

**How is Richmond Capital compensated?**
On its Form ADV (Item 5.E, October 2026), Richmond Capital reports these compensation arrangements: a percentage of assets under its management.

**Where is Richmond Capital located?**
Richmond Capital's principal office is in Miami, FL, according to its Form ADV.

**Is Richmond Capital registered with the SEC or a state?**
Richmond Capital is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 327060.

**How much does Richmond Capital manage?**
Richmond Capital reports $927,000 in regulatory assets under management in its Form ADV filing dated February 11, 2026 (100% discretionary).

**How have Richmond Capital's assets and staff changed since 2023?**
In the Form ADV data for Richmond Capital: Regulatory assets under management: $0 in the October 2023 data and $927,000 in the October 2026 data. Total employees: 1 in October 2023 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Richmond Capital serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (7).

**Which custodians does Richmond Capital use?**
Richmond Capital's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Interactive Brokers LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Richmond Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/327060

**Does Richmond Capital state an account minimum?**
Its Form ADV Part 2A brochure dated February 11, 2026 says: "There is an account minimum of $100,000, which may be waived by RCA in its discretion."

**What changed in Richmond Capital's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $190,000 to $927,000 (+388%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated February 11, 2026)

- Account minimum: $100,000 (the brochure says it may be waived or negotiated)

> There is an account minimum of $100,000, which may be waived by RCA in its discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Interactive Brokers LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $927,000
- Discretionary: $927,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 7 | $927,000 |
| High net worth individuals | Not reported | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2023 (3 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- richmondcapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $0 | 1 | July 10, 2023 |
| October 2024 | $0 | 1 | March 28, 2024 |
| October 2025 | $190,000 | 1 | March 27, 2025 |
| October 2026 | $927,000 | 1 | February 11, 2026 |

Regulatory assets under management: $0 in the October 2023 data and $927,000 in the October 2026 data.
Total employees: 1 in October 2023 and 1 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $190,000 to $927,000 (+388%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Richmond Capital (CRD 327060): Form ADV filing data as of October 2026.