# Richline Capital Management Inc.

> Richline Capital Management Inc. is an SEC-registered investment advisory firm in Markham, Ontario, Canada, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 9, 2026.

- CRD: 337765
- Filed as: RICHLINE CAPITAL MANAGEMENT INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Markham, Ontario, Canada
- Filing period: October 2026
- Form ADV filing dated: March 9, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/337765
- AdvisorCensus page: https://advisorcensus.com/firm/richline-capital-management-inc-markham-ontario-337765

## Quick answers

**How is Richline Capital Management Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Richline Capital Management Inc. reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Richline Capital Management Inc. located?**
Richline Capital Management Inc.'s principal office is in Markham, Ontario, Canada, according to its Form ADV.

**Is Richline Capital Management Inc. registered with the SEC or a state?**
Richline Capital Management Inc. is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 337765.

**How much does Richline Capital Management Inc. manage?**
Richline Capital Management Inc. reports $23,000,000 in regulatory assets under management in its Form ADV filing dated March 9, 2026 (100% discretionary).

**What types of clients does Richline Capital Management Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (28).

**Which custodians does Richline Capital Management Inc. use?**
Richline Capital Management Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Interactive Brokers Canada Inc. and Interactive Brokers LLC as custodians holding 10% or more of its separately managed account assets.

**Does Richline Capital Management Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/337765

**Does Richline Capital Management Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 9, 2026 says: "The minimum account size required to open and maintain a separately managed account (SMA) is typically $250,000."

**What changed in Richline Capital Management Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $19,080,000 to $23,000,000 (+21%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 9, 2026)

- Account minimum: $250,000

> The minimum account size required to open and maintain a separately managed account (SMA) is typically $250,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Interactive Brokers Canada Inc.
- Interactive Brokers LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $23,000,000
- Discretionary: $23,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $210,000 |
| High net worth individuals | 28 | $22,040,000 |
| Other | Fewer than 5 | $750,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- richlinecapital.com

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $19,080,000 to $23,000,000 (+21%).

### December 2025
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Richline Capital Management Inc. (CRD 337765): Form ADV filing data as of October 2026.