{
  "crd_number": 166090,
  "slug": "richardson-wealth-usa-limited-toronto-ontario-166090",
  "primary_business_name": "RICHARDSON WEALTH (USA) LIMITED",
  "legal_name": "RICHARDSON WEALTH (USA) LIMITED",
  "dbas": [],
  "city": "Toronto, Ontario",
  "state": null,
  "country": "Canada",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2013-04-12",
  "years_registered": 13,
  "period": "2026-10-01",
  "filing_date": "2026-08-25",
  "carried_forward": false,
  "raum_total": 243943262.0,
  "raum_discretionary": 243943262.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 78,
  "advisory_employees": 74,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 61895607.0,
      "count": 215
    },
    "high_net_worth_individuals": {
      "raum": 148314045.0,
      "count": 44
    },
    "corporations_other_businesses": {
      "raum": 33733610.0,
      "count": 3
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AR",
    "AZ",
    "CA",
    "CO",
    "CT",
    "DC",
    "DE",
    "FL",
    "GA",
    "HI",
    "ID",
    "IL",
    "KS",
    "LA",
    "MA",
    "MI",
    "MO",
    "NC",
    "NJ",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "RI",
    "TN",
    "TX",
    "VA",
    "VT",
    "WA",
    "WI",
    "WY"
  ],
  "websites": [
    "https://usa.richardsonwealth.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/166090",
  "city_as_filed": "TORONTO, ONTARIO",
  "url": "https://advisorcensus.com/firm/richardson-wealth-usa-limited-toronto-ontario-166090",
  "display_name": "Richardson Wealth (USA) Limited",
  "summary": "Richardson Wealth (USA) Limited is an SEC-registered investment advisory firm in Toronto, Ontario, Canada, registered since 2013, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 25, 2026.",
  "citation": "AdvisorCensus. Richardson Wealth (USA) Limited (CRD 166090): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Richardson Wealth (USA) Limited compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Richardson Wealth (USA) Limited reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Richardson Wealth (USA) Limited charge?",
      "a": "Its Form ADV Part 2A brochure dated August 25, 2026 states: Asset-based fee: 0.25% to 2.75% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Richardson Wealth (USA) Limited located?",
      "a": "Richardson Wealth (USA) Limited's principal office is in Toronto, Ontario, Canada, according to its Form ADV; the September 2026 filing also lists 16 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Richardson Wealth (USA) Limited registered with the SEC or a state?",
      "a": "Richardson Wealth (USA) Limited is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 166090."
    },
    {
      "q": "How much does Richardson Wealth (USA) Limited manage?",
      "a": "Richardson Wealth (USA) Limited reports $243,943,262 in regulatory assets under management in its Form ADV filing dated August 25, 2026 (100% discretionary)."
    },
    {
      "q": "How have Richardson Wealth (USA) Limited's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Richardson Wealth (USA) Limited: Regulatory assets under management: $124,000,000 in the October 2021 data and $243,943,262 in the October 2026 data, up 97%. Total employees: 4 in October 2021 and 78 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Richardson Wealth (USA) Limited serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (215); high net worth individuals (44); corporations or other businesses not listed above (3)."
    },
    {
      "q": "Does Richardson Wealth (USA) Limited report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/166090"
    },
    {
      "q": "Does Richardson Wealth (USA) Limited state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated August 25, 2026 says: \"Clients must typically have a minimum of $100,000 in assets, but this may be waived at RW (USA) discretion.\""
    },
    {
      "q": "What changed in Richardson Wealth (USA) Limited's recent Form ADV filings?",
      "a": "In the September 2026 filing data: Added an office in Halifax. Added an office in North York. Added an office in Ottawa. Added an office in St Catharines."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 124000000.0,
      "total_employees": 4,
      "filing_date": "2021-04-15"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 174100000.0,
      "total_employees": 5,
      "filing_date": "2022-06-24"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 164423161.0,
      "total_employees": 5,
      "filing_date": "2023-08-25"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 193340834.0,
      "total_employees": 15,
      "filing_date": "2024-09-13"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 217587588.0,
      "total_employees": 15,
      "filing_date": "2025-03-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 243943262.0,
      "total_employees": 78,
      "filing_date": "2026-08-25"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-09-01",
      "period_label": "September 2026",
      "notes": [
        "Added an office in Halifax.",
        "Added an office in North York.",
        "Added an office in Ottawa.",
        "Added an office in St Catharines."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 0 to 74.",
        "Regulatory assets under management went from $217,587,588 to $243,943,262 (+12%).",
        "Added an office in Burlington.",
        "Added an office in Calgary.",
        "Added an office in Comox.",
        "Added an office in Edmonton.",
        "Added an office in Guelph.",
        "Added an office in Kitchener.",
        "Added an office in Montreal.",
        "Added an office in Pointe-Claire.",
        "Added an office in Saskatoon.",
        "Added an office in Toronto.",
        "Added an office in Vancouver.",
        "Added an office in Winnipeg."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "No longer registered or notice-filed in IN, MD, MN, NE, NV, SC.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated August 25, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.25% to 2.75% a year",
    "stated_maximum": null,
    "account_minimum": "$100,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.25% to 2.75% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "The annual fee varies (between 0.25% and 2.75%) depending upon the market value of the assets under management and the type of investment management services to be rendered."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $100,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Clients must typically have a minimum of $100,000 in assets, but this may be waived at RW (USA) discretion."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": [
        0.25,
        2.75
      ],
      "max_pct": null,
      "account_minimum": 100000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "The annual fee varies (between 0.25% and 2.75%) depending upon the market value of the assets under management and the type of investment management services to be rendered.",
      "Clients must typically have a minimum of $100,000 in assets, but this may be waived at RW (USA) discretion."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/richardson-wealth-usa-limited-toronto-ontario-166090.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 215,
      "fewer_than_5": false,
      "raum": 61895607.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 44,
      "fewer_than_5": false,
      "raum": 148314045.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 3,
      "fewer_than_5": false,
      "raum": 33733610.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/166090",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}