{ "crd_number": 308210, "slug": "rice-wealth-management-group-inc-fair-haven-nj-308210", "primary_business_name": "RICE WEALTH MANAGEMENT GROUP, INC.", "legal_name": "RICE WEALTH MANAGEMENT GROUP, INC.", "dbas": [], "city": "Fair Haven", "state": "NJ", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2020-04-08", "years_registered": 6, "period": "2026-10-01", "filing_date": "2026-03-18", "carried_forward": false, "raum_total": 94369231.0, "raum_discretionary": 78864674.0, "raum_non_discretionary": 15504557.0, "raum_band": "25m_100m", "raum_band_label": "$25 million to $100 million", "total_employees": 3, "advisory_employees": 1, "client_count_bucket": null, "clients_by_type": { "other": { "raum": 0.0, "count": 0 }, "charitable": { "raum": 0.0, "count": 0 }, "individuals": { "raum": 29578703.0, "count": 104 }, "banking_thrift": { "raum": 0.0, "count": 0 }, "state_municipal": { "raum": 0.0, "count": 0 }, "insurance_companies": { "raum": 0.0, "count": 0 }, "investment_companies": { "raum": 0.0, "count": 0 }, "pension_profit_sharing": { "raum": 3538972.0, "count": 5 }, "other_investment_advisers": { "raum": 0.0, "count": 0 }, "high_net_worth_individuals": { "raum": 61251556.0, "count": 26 }, "pooled_investment_vehicles": { "raum": 0.0, "count": 0 }, "corporations_other_businesses": { "raum": 0.0, "count": 0 }, "business_development_companies": { "raum": 0.0, "count": 0 }, "sovereign_wealth_foreign_official": { "raum": 0.0, "count": 0 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 2, "states_registered": [ "FL", "NJ", "NY", "PA" ], "websites": [ "https://ricewealthmgt.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/308210", "disclosure_items": [ { "item": "11.E(2)", "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?" }, { "item": "11.E(4)", "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?" } ], "city_as_filed": "FAIR HAVEN", "url": "https://advisorcensus.com/firm/rice-wealth-management-group-inc-fair-haven-nj-308210", "display_name": "Rice Wealth Management Group, Inc.", "summary": "Rice Wealth Management Group, Inc. is a state-registered investment advisory firm in Fair Haven, NJ, registered since 2020, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 18, 2026.", "citation": "AdvisorCensus. Rice Wealth Management Group, Inc. (CRD 308210): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Rice Wealth Management Group, Inc. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Rice Wealth Management Group, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Rice Wealth Management Group, Inc. located?", "a": "Rice Wealth Management Group, Inc.'s principal office is in Fair Haven, NJ, according to its Form ADV." }, { "q": "Is Rice Wealth Management Group, Inc. registered with the SEC or a state?", "a": "Rice Wealth Management Group, Inc. is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 308210." }, { "q": "How much does Rice Wealth Management Group, Inc. manage?", "a": "Rice Wealth Management Group, Inc. reports $94,369,231 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (84% discretionary)." }, { "q": "What types of clients does Rice Wealth Management Group, Inc. serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (104); high net worth individuals (26); pension and profit sharing plans (but not the plan participants or government pension plans) (5)." }, { "q": "Does Rice Wealth Management Group, Inc. report any disciplinary disclosures?", "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation) and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/308210" } ], "filing_history": [], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/rice-wealth-management-group-inc-fair-haven-nj-308210.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 104, "fewer_than_5": false, "raum": 29578703.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 26, "fewer_than_5": false, "raum": 61251556.0 }, { "type": "banking_thrift", "label": "Banking or thrift institutions", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "business_development_companies", "label": "Business development companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 5, "fewer_than_5": false, "raum": 3538972.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "other", "label": "Other", "count": 0, "fewer_than_5": false, "raum": 0.0 } ], "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/308210", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }