# RIC Komarek, CFP

> RIC Komarek, CFP is a state-registered investment advisory firm in Redding, CA, registered since 2010, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 152947
- Filed as: RIC KOMAREK, CFP
- Legal name: Richard Benjamin Komarek
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Redding, CA
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/152947
- AdvisorCensus page: https://advisorcensus.com/firm/ric-komarek-cfp-redding-ca-152947

## Quick answers

**How is RIC Komarek, CFP compensated?**
On its Form ADV (Item 5.E, October 2026), RIC Komarek, CFP reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is RIC Komarek, CFP located?**
RIC Komarek, CFP's principal office is in Redding, CA, according to its Form ADV.

**Is RIC Komarek, CFP registered with the SEC or a state?**
RIC Komarek, CFP is a state-registered investment advisory firm, registered since 2010. Status as filed: APPROVED. CRD 152947.

**How much does RIC Komarek, CFP manage?**
RIC Komarek, CFP reports $30,000,000 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (0% discretionary).

**What types of clients does RIC Komarek, CFP serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (92); high net worth individuals (7).

**Does RIC Komarek, CFP report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/152947

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $30,000,000
- Discretionary: $0
- Non-discretionary: $30,000,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 92 | $15,000,000 |
| High net worth individuals | 7 | $9,000,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $6,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2010 (16 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [komarekfinancial.com](https://komarekfinancial.com)
- [norcalfp.com](https://norcalfp.com)
- [reddingfinancialplanner.com](https://reddingfinancialplanner.com)
- [rickomarek.com](https://rickomarek.com)

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. RIC Komarek, CFP (CRD 152947): Form ADV filing data as of October 2026.