# Riata Capital Group, LLC

> Riata Capital Group, LLC is an SEC-registered investment advisory firm in Dallas, TX, registered since 2020, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 16, 2026.

- CRD: 289948
- Filed as: RIATA CAPITAL GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Dallas, TX
- Filing period: October 2026
- Form ADV filing dated: March 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/289948
- AdvisorCensus page: https://advisorcensus.com/firm/riata-capital-group-llc-dallas-tx-289948

## Quick answers

**How is Riata Capital Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Riata Capital Group, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other.

**How much does Riata Capital Group, LLC charge?**
Its Form ADV Part 2A brochure dated March 16, 2026 states: Asset-based fee: 0.8% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Riata Capital Group, LLC located?**
Riata Capital Group, LLC's principal office is in Dallas, TX, according to its Form ADV.

**Is Riata Capital Group, LLC registered with the SEC or a state?**
Riata Capital Group, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 289948.

**How much does Riata Capital Group, LLC manage?**
Riata Capital Group, LLC reports $901,092,500 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (100% discretionary).

**How have Riata Capital Group, LLC's assets and staff changed since 2021?**
In the Form ADV data for Riata Capital Group, LLC: Regulatory assets under management: $366,935,000 in the October 2021 data and $901,092,500 in the October 2026 data, up 146%. Total employees: 12 in October 2021 and 19 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Riata Capital Group, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (15).

**Does Riata Capital Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/289948

**What changed in Riata Capital Group, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 13 to 15.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 16, 2026)

- Asset-based fee: 0.8% to 2% a year (a range, as the brochure states it)

> The Management Fee fixed percentage typically ranges from 0.8% to 2.0% of a Limited Partner’s invested capital or committed capital, as applicable.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $901,092,500
- Discretionary: $901,092,500
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 15 | $901,092,500 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2020 (6 years)
- Employees: 19 total, 15 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- riatacapital.com
- LinkedIn @riata-capital-group

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $366,935,000 | 12 | March 31, 2021 |
| October 2022 | $543,446,000 | 13 | July 20, 2022 |
| October 2023 | $690,842,000 | 15 | March 28, 2023 |
| October 2024 | $803,552,000 | 17 | March 6, 2024 |
| October 2025 | $976,933,000 | 19 | March 24, 2025 |
| October 2026 | $901,092,500 | 19 | March 16, 2026 |

Regulatory assets under management: $366,935,000 in the October 2021 data and $901,092,500 in the October 2026 data, up 146%.
Total employees: 12 in October 2021 and 19 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 13 to 15.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Riata Capital Group, LLC (CRD 289948): Form ADV filing data as of October 2026.