# Rialto Wealth Management

> Rialto Wealth Management is an SEC-registered investment advisory firm in Syracuse, NY, registered since 2022, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 319411
- Filed as: RIALTO WEALTH MANAGEMENT
- Legal name: Rialto Wealth Management, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Syracuse, NY
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/319411
- AdvisorCensus page: https://advisorcensus.com/firm/rialto-wealth-management-syracuse-ny-319411

## Quick answers

**How is Rialto Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Rialto Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Rialto Wealth Management charge?**
Its Form ADV Part 2A brochure dated March 27, 2026 states: Up to $1,000,000: 0.9% a year; $1,000,000 to $2,000,000: 0.75% a year; $2,000,000 to $5,000,000: 0.55% a year; $5,000,000 to $10,000,000: 0.35% a year; Above $10,000,000: 0.2% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Rialto Wealth Management located?**
Rialto Wealth Management's principal office is in Syracuse, NY, according to its Form ADV.

**Is Rialto Wealth Management registered with the SEC or a state?**
Rialto Wealth Management is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 319411.

**How much does Rialto Wealth Management manage?**
Rialto Wealth Management reports $625,918,000 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (96% discretionary).

**How have Rialto Wealth Management's assets and staff changed since 2022?**
In the Form ADV data for Rialto Wealth Management: Regulatory assets under management: $201,882,000 in the October 2022 data and $625,918,000 in the October 2026 data, up 210%. Total employees: 3 in October 2022 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Rialto Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (192); high net worth individuals (146); pension and profit sharing plans (but not the plan participants or government pension plans) (6).

**Which custodians does Rialto Wealth Management use?**
Rialto Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Rialto Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/319411

**What changed in Rialto Wealth Management's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 5 to 6. Regulatory assets under management went from $403,683,000 to $625,918,000 (+55%). Registered or notice-filed in FL, NH, TX.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Up to $1,000,000: 0.9% a year
- $1,000,000 to $2,000,000: 0.75% a year
- $2,000,000 to $5,000,000: 0.55% a year
- $5,000,000 to $10,000,000: 0.35% a year
- Above $10,000,000: 0.2% a year

> Assets Under Management: Annual Fee: First $1 million 0.90% Next $1 million 0.75% Next $3 million 0.55% Next $5 million 0.35% Over $10 million 0.20%

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $625,918,000
- Discretionary: $600,642,000
- Non-discretionary: $25,276,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 192 | $70,953,000 |
| High net worth individuals | 146 | $523,890,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 6 | $27,389,000 |
| Charitable organizations | Fewer than 5 | $3,654,000 |
| Corporations or other businesses not listed above | Fewer than 5 | $32,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2022 (4 years)
- Employees: 7 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NH, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $201,882,000 | 3 | July 29, 2022 |
| October 2023 | $218,567,000 | 4 | April 3, 2023 |
| October 2024 | $312,344,000 | 6 | March 14, 2024 |
| October 2025 | $403,683,000 | 6 | January 31, 2025 |
| October 2026 | $625,918,000 | 7 | March 27, 2026 |

Regulatory assets under management: $201,882,000 in the October 2022 data and $625,918,000 in the October 2026 data, up 210%.
Total employees: 3 in October 2022 and 7 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 5 to 6.
- Regulatory assets under management went from $403,683,000 to $625,918,000 (+55%).
- Registered or notice-filed in FL, NH, TX.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rialto Wealth Management (CRD 319411): Form ADV filing data as of October 2026.