# RIA Group, LLC

> RIA Group, LLC is an SEC-registered investment advisory firm in Des Moines, IA, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 2, 2026.

- CRD: 343724
- Filed as: RIA GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: 120-Day Approval)
- Location: Des Moines, IA
- Filing period: October 2026
- Form ADV filing dated: September 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/343724
- AdvisorCensus page: https://advisorcensus.com/firm/ria-group-llc-des-moines-ia-343724

## Quick answers

**How is RIA Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), RIA Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is RIA Group, LLC located?**
RIA Group, LLC's principal office is in Des Moines, IA, according to its Form ADV.

**Is RIA Group, LLC registered with the SEC or a state?**
RIA Group, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 343724.

**How much does RIA Group, LLC manage?**
RIA Group, LLC reports $0 in regulatory assets under management in its Form ADV filing dated September 2, 2026.

**Does RIA Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/343724

**What changed in RIA Group, LLC's recent Form ADV filings?**
In the October 2026 filing data: Newly registered with the SEC. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 6 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- riaadvisorygroup.com
- riagroupmidwest.com
- Facebook @p
- LinkedIn @ria-group-ia

## Changes in the filing (last 12 months)

### October 2026
- Newly registered with the SEC.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. RIA Group, LLC (CRD 343724): Form ADV filing data as of October 2026.