# Rhodes Capital Management, Inc.

> Rhodes Capital Management, Inc. is a state-registered investment advisory firm in Batavia, IL, registered since 2012, reporting under $25 million in regulatory assets under management in its Form ADV filing dated November 16, 2022.

- CRD: 159380
- Filed as: RHODES CAPITAL MANAGEMENT, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Batavia, IL
- Filing period: October 2026
- Form ADV filing dated: November 16, 2022
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/159380
- AdvisorCensus page: https://advisorcensus.com/firm/rhodes-capital-management-inc-batavia-il-159380

## Quick answers

**How is Rhodes Capital Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Rhodes Capital Management, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Rhodes Capital Management, Inc. located?**
Rhodes Capital Management, Inc.'s principal office is in Batavia, IL, according to its Form ADV.

**Is Rhodes Capital Management, Inc. registered with the SEC or a state?**
Rhodes Capital Management, Inc. is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 159380.

**How much does Rhodes Capital Management, Inc. manage?**
Rhodes Capital Management, Inc. reports $20,000,000 in regulatory assets under management in its Form ADV filing dated November 16, 2022 (100% discretionary).

**What types of clients does Rhodes Capital Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (32); insurance companies (5).

**Does Rhodes Capital Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/159380

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $20,000,000
- Discretionary: $20,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 32 | $18,000,000 |
| Insurance companies | 5 | $2,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2012 (14 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- rhodescapitalmanagement.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rhodes Capital Management, Inc. (CRD 159380): Form ADV filing data as of October 2026.