{ "crd_number": 160360, "slug": "rfe-management-corporation-westport-ct-160360", "primary_business_name": "RFE MANAGEMENT CORPORATION", "legal_name": "RFE MANAGEMENT CORPORATION", "dbas": [ "RFE INVESTMENT PARTNERS" ], "city": "Westport", "state": "CT", "country": "United States", "cbsa_code": "14860", "metro": { "cbsa_code": "14860", "common_name": "Bridgeport", "msa_name": "Bridgeport-Stamford-Danbury, CT", "path": "/advisors/ct/bridgeport" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2012-03-14", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 913305568.0, "raum_discretionary": 913305568.0, "raum_non_discretionary": 0.0, "raum_band": "500m_1b", "raum_band_label": "$500 million to $1 billion", "total_employees": 17, "advisory_employees": 15, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 913305568.0, "count": 7 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CT", "DE" ], "websites": [ "https://linkedin.com/COMPANY/458619", "https://rfeip.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/160360", "city_as_filed": "WESTPORT", "url": "https://advisorcensus.com/firm/rfe-management-corporation-westport-ct-160360", "display_name": "RFE Management Corporation", "summary": "RFE Management Corporation is an SEC-registered investment advisory firm in Westport, CT, registered since 2012, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. RFE Management Corporation (CRD 160360): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is RFE Management Corporation compensated?", "a": "On its Form ADV (Item 5.E, October 2026), RFE Management Corporation reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is RFE Management Corporation located?", "a": "RFE Management Corporation's principal office is in Westport, CT, according to its Form ADV." }, { "q": "Is RFE Management Corporation registered with the SEC or a state?", "a": "RFE Management Corporation is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 160360." }, { "q": "How much does RFE Management Corporation manage?", "a": "RFE Management Corporation reports $913,305,568 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)." }, { "q": "How have RFE Management Corporation's assets and staff changed since 2021?", "a": "In the Form ADV data for RFE Management Corporation: Regulatory assets under management: $491,334,991 in the October 2021 data and $913,305,568 in the October 2026 data, up 86%. Total employees: 12 in October 2021 and 17 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does RFE Management Corporation serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (7)." }, { "q": "Does RFE Management Corporation report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/160360" }, { "q": "What changed in RFE Management Corporation's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 13 to 15. Regulatory assets under management went from $771,765,999 to $913,305,568 (+18%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 491334991.0, "total_employees": 12, "filing_date": "2021-03-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 522307909.0, "total_employees": 14, "filing_date": "2022-08-11" }, { "period": "2023-10-01", "regulatory_assets_under_management": 706881921.0, "total_employees": 15, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 761488112.0, "total_employees": 16, "filing_date": "2024-03-29" }, { "period": "2025-10-01", "regulatory_assets_under_management": 771765999.0, "total_employees": 15, "filing_date": "2025-03-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 913305568.0, "total_employees": 17, "filing_date": "2026-03-31" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 13 to 15.", "Regulatory assets under management went from $771,765,999 to $913,305,568 (+18%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/rfe-management-corporation-westport-ct-160360.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 7, "fewer_than_5": false, "raum": 913305568.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/160360", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }