{
  "crd_number": 317253,
  "slug": "retirement-wealth-solutions-llc-marshfield-wi-317253",
  "primary_business_name": "RETIREMENT WEALTH SOLUTIONS LLC",
  "legal_name": "RETIREMENT WEALTH SOLUTIONS LLC",
  "dbas": [],
  "city": "Marshfield",
  "state": "WI",
  "country": "United States",
  "cbsa_code": "49220",
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-02-20",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-02-03",
  "carried_forward": false,
  "raum_total": 226991000.0,
  "raum_discretionary": 226991000.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 3,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 30759.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 33326012.0,
      "count": 113
    },
    "high_net_worth_individuals": {
      "raum": 193034862.0,
      "count": 75
    },
    "corporations_other_businesses": {
      "raum": 599367.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "NH",
    "TX",
    "WI"
  ],
  "websites": [
    "https://facebook.com/PATRICK-J-GALL-CFP-WITH-RETIREMENT-WEALTH-SOLUTIONS-LLC-312818675588118",
    "https://linkedin.com/in/patrick-gall-cfp%C2%AE-chfc-lutcf-b9a496a9",
    "https://retirews.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/317253",
  "city_as_filed": "MARSHFIELD",
  "url": "https://advisorcensus.com/firm/retirement-wealth-solutions-llc-marshfield-wi-317253",
  "display_name": "Retirement Wealth Solutions LLC",
  "summary": "Retirement Wealth Solutions LLC is an SEC-registered investment advisory firm in Marshfield, WI, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 3, 2026.",
  "citation": "AdvisorCensus. Retirement Wealth Solutions LLC (CRD 317253): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Retirement Wealth Solutions LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Retirement Wealth Solutions LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "What does Retirement Wealth Solutions LLC's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated February 3, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Retirement Wealth Solutions LLC located?",
      "a": "Retirement Wealth Solutions LLC's principal office is in Marshfield, WI, according to its Form ADV."
    },
    {
      "q": "Is Retirement Wealth Solutions LLC registered with the SEC or a state?",
      "a": "Retirement Wealth Solutions LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 317253."
    },
    {
      "q": "How much does Retirement Wealth Solutions LLC manage?",
      "a": "Retirement Wealth Solutions LLC reports $226,991,000 in regulatory assets under management in its Form ADV filing dated February 3, 2026 (100% discretionary)."
    },
    {
      "q": "How have Retirement Wealth Solutions LLC's assets and staff changed since 2024?",
      "a": "In the Form ADV data for Retirement Wealth Solutions LLC: Regulatory assets under management: $140,735,000 in the October 2024 data and $226,991,000 in the October 2026 data, up 61%. Total employees: 3 in October 2024 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Retirement Wealth Solutions LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (113); high net worth individuals (75)."
    },
    {
      "q": "Which custodians does Retirement Wealth Solutions LLC use?",
      "a": "Retirement Wealth Solutions LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Retirement Wealth Solutions LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/317253"
    },
    {
      "q": "Does Retirement Wealth Solutions LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 3, 2026 says: \"There is no minimum account size to open and maintain an advisory account.\""
    },
    {
      "q": "What changed in Retirement Wealth Solutions LLC's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $175,822,000 to $226,991,000 (+29%). Employees performing advisory functions went from 2 to 3."
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 140735000.0,
      "total_employees": 3,
      "filing_date": "2024-09-12"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 175822000.0,
      "total_employees": 3,
      "filing_date": "2025-02-03"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 226991000.0,
      "total_employees": 4,
      "filing_date": "2026-02-03"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $175,822,000 to $226,991,000 (+29%).",
        "Employees performing advisory functions went from 2 to 3."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 3, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "2% of assets a year",
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 2% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "Total Account Value Maximum Annual Advisory Fee All Values 2.00%",
          "No client will be charged in excess of 2.00% per annum, including fees related to third-party money manager expenses."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "There is no minimum account size to open and maintain an advisory account."
        ]
      }
    ],
    "quotes": [
      "Total Account Value Maximum Annual Advisory Fee All Values 2.00%",
      "No client will be charged in excess of 2.00% per annum, including fees related to third-party money manager expenses.",
      "There is no minimum account size to open and maintain an advisory account."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/retirement-wealth-solutions-llc-marshfield-wi-317253.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 113,
      "fewer_than_5": false,
      "raum": 33326012.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 75,
      "fewer_than_5": false,
      "raum": 193034862.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 30759.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 599367.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/317253",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}