{ "crd_number": 289069, "slug": "retirement-solutions-group-franklin-tn-289069", "primary_business_name": "RETIREMENT SOLUTIONS GROUP", "legal_name": "RETIREMENT SOLUTIONS GROUP, INC.", "dbas": [], "city": "Franklin", "state": "TN", "country": "United States", "cbsa_code": "34980", "metro": { "cbsa_code": "34980", "common_name": "Nashville", "msa_name": "Nashville-Davidson--Murfreesboro--Franklin, TN", "path": "/advisors/tn/nashville" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2026-05-11", "years_registered": 0, "period": "2026-10-01", "filing_date": "2026-07-09", "carried_forward": false, "raum_total": 159620234.0, "raum_discretionary": 159620234.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 7, "advisory_employees": 3, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 2816133.0, "count": 1, "fewer_than_5": true }, "individuals": { "raum": 56974625.0, "count": 228 }, "high_net_worth_individuals": { "raum": 99829476.0, "count": 72 } }, "compensation_types": [ "fixed", "other" ], "advisory_activities": [ "educational_seminars", "financial_planning", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 7, "states_registered": [ "TN", "TX" ], "websites": [ "https://business.facebook.com/RSGTN", "https://fb.me/RSGTN", "https://rsginfo.com", "https://rsgtaxplan.com", "https://rsgtn.com", "https://rsgtnevents.com", "https://rsgtnmedicare.com", "https://rsgtnregister.com", "https://rsgtnrisktolerance.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/289069", "disclosure_items": [ { "item": "11.D(1)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?" }, { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.D(5)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?" }, { "item": "11.E(1)", "question": "Has a self-regulatory organization (such as FINRA) or a commodities exchange ever found that the firm or an advisory affiliate made a false statement or omission?" }, { "item": "11.E(2)", "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?" }, { "item": "11.E(4)", "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?" } ], "city_as_filed": "FRANKLIN", "url": "https://advisorcensus.com/firm/retirement-solutions-group-franklin-tn-289069", "display_name": "Retirement Solutions Group", "summary": "Retirement Solutions Group is an SEC-registered investment advisory firm in Franklin, TN, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 9, 2026.", "citation": "AdvisorCensus. Retirement Solutions Group (CRD 289069): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "Fixed fees (other than subscription fees)", "Other" ], "advisory_activity_labels": [ "Financial planning services", "Selection of other advisers (including private fund managers)", "Educational seminars/workshops" ], "quick_answers": [ { "q": "How is Retirement Solutions Group compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Retirement Solutions Group reports these compensation arrangements: fixed fees (other than subscription fees); other." }, { "q": "Where is Retirement Solutions Group located?", "a": "Retirement Solutions Group's principal office is in Franklin, TN, according to its Form ADV." }, { "q": "Is Retirement Solutions Group registered with the SEC or a state?", "a": "Retirement Solutions Group is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 289069." }, { "q": "How much does Retirement Solutions Group manage?", "a": "Retirement Solutions Group reports $159,620,234 in regulatory assets under management in its Form ADV filing dated July 9, 2026 (100% discretionary)." }, { "q": "What types of clients does Retirement Solutions Group serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (228); high net worth individuals (72); charitable organizations (1)." }, { "q": "Which custodians does Retirement Solutions Group use?", "a": "Retirement Solutions Group's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Retirement Solutions Group report any disciplinary disclosures?", "a": "Reports 7 disclosure items on Form ADV Item 11: yes answers to 7 questions about regulatory matters (11.D(1), 11.D(2), 11.D(4), 11.D(5), 11.E(1), 11.E(2), 11.E(4)). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/289069" }, { "q": "What changed in Retirement Solutions Group's recent Form ADV filings?", "a": "In the August 2026 filing data: Registered or notice-filed in TX." } ], "filing_history": [], "recent_changes": [ { "period": "2026-08-01", "period_label": "August 2026", "notes": [ "Registered or notice-filed in TX." ] }, { "period": "2026-06-01", "period_label": "June 2026", "notes": [ "Newly registered with the SEC." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/retirement-solutions-group-franklin-tn-289069.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 228, "fewer_than_5": false, "raum": 56974625.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 72, "fewer_than_5": false, "raum": 99829476.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 1, "fewer_than_5": true, "raum": 2816133.0 } ], "disclosure_line": "Reports 7 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/289069", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }