# Retirement Solutions

> Retirement Solutions is a state-registered investment advisory firm, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 4, 2026.

- CRD: 331575
- Filed as: RETIREMENT SOLUTIONS
- Legal name: Retirement and Investment Solutions, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: September 4, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/331575
- AdvisorCensus page: https://advisorcensus.com/firm/retirement-solutions-331575

## Quick answers

**How is Retirement Solutions compensated?**
On its Form ADV (Item 5.E, October 2026), Retirement Solutions reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Retirement Solutions registered with the SEC or a state?**
Retirement Solutions is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 331575.

**How much does Retirement Solutions manage?**
Retirement Solutions reports $6,822,556 in regulatory assets under management in its Form ADV filing dated September 4, 2026 (100% discretionary).

**What types of clients does Retirement Solutions serve?**
By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (9); individuals (other than high net worth individuals) (5); high net worth individuals (3).

**Does Retirement Solutions report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/331575

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $6,822,556
- Discretionary: $6,822,556
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 5 | $493,484 |
| High net worth individuals | 3 | $1,255,733 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 9 | $5,073,339 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2024 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: ME, NM
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- nmretirementsolutions.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Retirement Solutions (CRD 331575): Form ADV filing data as of October 2026.