# Retirement Resources Investment Corporation

> Retirement Resources Investment Corporation is an SEC-registered investment advisory firm in Andover, MA, registered since 2005, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 28, 2026.

- CRD: 47723
- Filed as: RETIREMENT RESOURCES INVESTMENT CORPORATION
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Andover, MA
- Filing period: October 2026
- Form ADV filing dated: April 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/47723
- AdvisorCensus page: https://advisorcensus.com/firm/retirement-resources-investment-corporation-andover-ma-47723

## Quick answers

**How is Retirement Resources Investment Corporation compensated?**
On its Form ADV (Item 5.E, October 2026), Retirement Resources Investment Corporation reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is Retirement Resources Investment Corporation located?**
Retirement Resources Investment Corporation's principal office is in Andover, MA, according to its Form ADV.

**Is Retirement Resources Investment Corporation registered with the SEC or a state?**
Retirement Resources Investment Corporation is an SEC-registered investment advisory firm, registered since 2005. Status as filed: Approved. CRD 47723.

**How much does Retirement Resources Investment Corporation manage?**
Retirement Resources Investment Corporation reports $2,444,639,519 in regulatory assets under management in its Form ADV filing dated April 28, 2026 (6% discretionary).

**How have Retirement Resources Investment Corporation's assets and staff changed since 2021?**
In the Form ADV data for Retirement Resources Investment Corporation: Regulatory assets under management: $1,277,383,643 in the October 2021 data and $2,444,639,519 in the October 2026 data, up 91%. Total employees: 5 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Retirement Resources Investment Corporation serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (73); high net worth individuals (48); pension and profit sharing plans (but not the plan participants or government pension plans) (31).

**Which custodians does Retirement Resources Investment Corporation use?**
Retirement Resources Investment Corporation's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Ascensus Financial Services, LLC. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Retirement Resources Investment Corporation report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/47723

**Does Retirement Resources Investment Corporation state an account minimum?**
Its Form ADV Part 2A brochure dated April 28, 2026 says: "Retirement Resources generally requires a minimum relationship size of $250,000. Retirement Resources may waive the minimum in consideration of a particular Client’s factors, including, but not limited to, the longevity of the relationship, assets, and employment status."

**What changed in Retirement Resources Investment Corporation's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $1,992,257,844 to $2,444,639,519 (+23%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated April 28, 2026)

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> Retirement Resources generally requires a minimum relationship size of $250,000. Retirement Resources may waive the minimum in consideration of a particular Client’s factors, including, but not limited to, the longevity of the relationship, assets, and employment status.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Ascensus Financial Services, LLC.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $2,444,639,519
- Discretionary: $146,171,562
- Non-discretionary: $2,298,467,957

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 73 | $28,274,020 |
| High net worth individuals | 48 | $131,269,918 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 31 | $2,284,415,499 |
| Charitable organizations | Fewer than 5 | $54,432 |
| Corporations or other businesses not listed above | Fewer than 5 | $625,650 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2005 (21 years)
- Employees: 7 total, 2 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: FL, MA, NH, PA, RI, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [ret-res.com](https://ret-res.com)
- [retirement-resources.com](https://retirement-resources.com)
- [retirewithmore.com](https://retirewithmore.com)
- [rrfic.com](https://rrfic.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,277,383,643 | 5 | September 7, 2021 |
| October 2022 | $1,491,851,737 | 5 | March 16, 2022 |
| October 2023 | $1,355,963,924 | 7 | March 15, 2023 |
| October 2024 | $1,665,778,515 | 7 | August 7, 2024 |
| October 2025 | $1,992,257,844 | 7 | April 17, 2025 |
| October 2026 | $2,444,639,519 | 7 | April 28, 2026 |

Regulatory assets under management: $1,277,383,643 in the October 2021 data and $2,444,639,519 in the October 2026 data, up 91%.
Total employees: 5 in October 2021 and 7 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $1,992,257,844 to $2,444,639,519 (+23%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Retirement Resources Investment Corporation (CRD 47723): Form ADV filing data as of October 2026.