# Retirement Portfolios, LLC

> Retirement Portfolios, LLC is an SEC-registered investment advisory firm in Lawrence, KS, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 28, 2026.

- CRD: 330289
- Filed as: RETIREMENT PORTFOLIOS, LLC
- Also doing business as: RETIREMENT PORTFOLIOS, RETIREMENT PORTFOLIOS BY RYAN SHUMAKER & ASSOCIATES
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lawrence, KS
- Filing period: October 2026
- Form ADV filing dated: April 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/330289
- AdvisorCensus page: https://advisorcensus.com/firm/retirement-portfolios-llc-lawrence-ks-330289

## Quick answers

**How is Retirement Portfolios, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Retirement Portfolios, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Retirement Portfolios, LLC located?**
Retirement Portfolios, LLC's principal office is in Lawrence, KS, according to its Form ADV.

**Is Retirement Portfolios, LLC registered with the SEC or a state?**
Retirement Portfolios, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 330289.

**How much does Retirement Portfolios, LLC manage?**
Retirement Portfolios, LLC reports $290,000,000 in regulatory assets under management in its Form ADV filing dated April 28, 2026 (100% discretionary).

**How have Retirement Portfolios, LLC's assets and staff changed since 2025?**
In the Form ADV data for Retirement Portfolios, LLC: Regulatory assets under management: $153,000,000 in the October 2025 data and $290,000,000 in the October 2026 data, up 90%. Total employees: 2 in October 2025 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Retirement Portfolios, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (155); high net worth individuals (90).

**Which custodians does Retirement Portfolios, LLC use?**
Retirement Portfolios, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Altruist Financial LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Retirement Portfolios, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/330289

**What changed in Retirement Portfolios, LLC's recent Form ADV filings?**
In the April 2026 filing data: Added the business name Retirement Portfolios by Ryan Shumaker & Associates. Added the business name Retirement Portfolios. Employees performing advisory functions went from 1 to 2. Regulatory assets under management went from $153,000,000 to $290,000,000 (+90%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Altruist Financial LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $290,000,000
- Discretionary: $290,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 155 | $74,000,000 |
| High net worth individuals | 90 | $120,000,000 |
| Corporations or other businesses not listed above | Fewer than 5 | $96,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Market timing services
- Educational seminars/workshops

### Firm details
- Registered since: 2025 (1 year)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: KS, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- kansasretirementteam.com
- Facebook @RetirementTeam
- LinkedIn @ryanshumaker

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $153,000,000 | 2 | January 9, 2025 |
| October 2026 | $290,000,000 | 2 | April 28, 2026 |

Regulatory assets under management: $153,000,000 in the October 2025 data and $290,000,000 in the October 2026 data, up 90%.
Total employees: 2 in October 2025 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Added the business name Retirement Portfolios by Ryan Shumaker & Associates.
- Added the business name Retirement Portfolios.
- Employees performing advisory functions went from 1 to 2.
- Regulatory assets under management went from $153,000,000 to $290,000,000 (+90%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Retirement Portfolios, LLC (CRD 330289): Form ADV filing data as of October 2026.