# Retirement Plans, Inc.

> Retirement Plans, Inc. is an SEC-registered investment advisory firm in Westerville, OH, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 16, 2026.

- CRD: 286214
- Filed as: RETIREMENT PLANS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Westerville, OH
- Filing period: October 2026
- Form ADV filing dated: March 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/286214
- AdvisorCensus page: https://advisorcensus.com/firm/retirement-plans-inc-westerville-oh-286214

## Quick answers

**How is Retirement Plans, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Retirement Plans, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Retirement Plans, Inc. located?**
Retirement Plans, Inc.'s principal office is in Westerville, OH, according to its Form ADV.

**Is Retirement Plans, Inc. registered with the SEC or a state?**
Retirement Plans, Inc. is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 286214.

**How much does Retirement Plans, Inc. manage?**
Retirement Plans, Inc. reports $224,910,818 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (100% discretionary).

**How have Retirement Plans, Inc.'s assets and staff changed since 2022?**
In the Form ADV data for Retirement Plans, Inc.: Regulatory assets under management: $188,604,587 in the October 2022 data and $224,910,818 in the October 2026 data, up 19%. Total employees: 5 in October 2022 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Retirement Plans, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (200); pension and profit sharing plans (but not the plan participants or government pension plans) (78).

**Which custodians does Retirement Plans, Inc. use?**
Retirement Plans, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Nationwide Trust Company FSB, Reliance Trust Company and Transamerica Trust Company as custodians holding 10% or more of its separately managed account assets.

**Does Retirement Plans, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/286214

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Nationwide Trust Company FSB
- Reliance Trust Company
- Transamerica Trust Company

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $224,910,818
- Discretionary: $224,910,818
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 200 | $16,796,685 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 78 | $208,114,133 |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops

### Firm details
- Registered since: 2022 (4 years)
- Employees: 6 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- rpi401k.com
- LinkedIn @retirement-plans-inc-

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $188,604,587 | 5 | March 30, 2022 |
| October 2023 | $211,004,653 | 7 | March 30, 2023 |
| October 2024 | $244,833,362 | 4 | March 26, 2024 |
| October 2025 | $247,867,287 | 6 | February 21, 2025 |
| October 2026 | $224,910,818 | 6 | March 16, 2026 |

Regulatory assets under management: $188,604,587 in the October 2022 data and $224,910,818 in the October 2026 data, up 19%.
Total employees: 5 in October 2022 and 6 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Retirement Plans, Inc. (CRD 286214): Form ADV filing data as of October 2026.