# Retirement Planning Group, LLC

> Retirement Planning Group, LLC is an SEC-registered investment advisory firm in Malta, NY, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 10, 2026.

- CRD: 310647
- Filed as: RETIREMENT PLANNING GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Malta, NY
- Filing period: October 2026
- Form ADV filing dated: August 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/310647
- AdvisorCensus page: https://advisorcensus.com/firm/retirement-planning-group-llc-malta-ny-310647

## Quick answers

**How is Retirement Planning Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Retirement Planning Group, LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Retirement Planning Group, LLC charge?**
Its Form ADV Part 2A brochure dated August 10, 2026 states: Asset-based fee: up to 1% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Retirement Planning Group, LLC located?**
Retirement Planning Group, LLC's principal office is in Malta, NY, according to its Form ADV; the September 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Retirement Planning Group, LLC registered with the SEC or a state?**
Retirement Planning Group, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 310647.

**How much does Retirement Planning Group, LLC manage?**
Retirement Planning Group, LLC reports $375,390,000 in regulatory assets under management in its Form ADV filing dated August 10, 2026 (100% discretionary).

**How have Retirement Planning Group, LLC's assets and staff changed since 2021?**
In the Form ADV data for Retirement Planning Group, LLC: Regulatory assets under management: $150,000,000 in the October 2021 data and $375,390,000 in the October 2026 data, up 150%. Total employees: 6 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Retirement Planning Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (968); high net worth individuals (75).

**Which custodians does Retirement Planning Group, LLC use?**
Retirement Planning Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Retirement Planning Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/310647

**Does Retirement Planning Group, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated August 10, 2026 says: "Retirement Planning Group generally does not impose a minimum relationship size."

**What changed in Retirement Planning Group, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $282,828,000 to $375,390,000 (+33%). No longer lists an office in East Syracuse, NY.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated August 10, 2026)

- Asset-based fee: up to 1% of assets a year (the maximum the brochure states)

> Investment advisory fees are based on the market value of assets under management at the end of the prior calendar quarter. Investment advisory fees range up to 1.00% annually based on several factors, including: the scope and complexity

- Account minimum: None

> Retirement Planning Group generally does not impose a minimum relationship size.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $375,390,000
- Discretionary: $375,390,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 968 | $258,430,500 |
| High net worth individuals | 75 | $115,000,000 |
| Charitable organizations | Fewer than 5 | $898,500 |
| Corporations or other businesses not listed above | Fewer than 5 | $1,061,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2020 (6 years)
- Employees: 8 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, MA, NH, NY, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Albany, NY
- Oneonta, NY

### Websites listed on Form ADV (Item 1.I)
- rpgretire.com
- Facebook @category

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $150,000,000 | 6 | March 3, 2021 |
| October 2022 | $200,000,000 | 7 | February 22, 2022 |
| October 2023 | $185,250,000 | 6 | August 24, 2023 |
| October 2024 | $243,719,294 | 6 | March 1, 2024 |
| October 2025 | $282,828,000 | 7 | April 10, 2025 |
| October 2026 | $375,390,000 | 8 | August 10, 2026 |

Regulatory assets under management: $150,000,000 in the October 2021 data and $375,390,000 in the October 2026 data, up 150%.
Total employees: 6 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $282,828,000 to $375,390,000 (+33%).
- No longer lists an office in East Syracuse, NY.

### December 2025
- Changed its office addresses in East Syracuse, NY.
- No longer lists an office in Queensbury, NY.
- Registered or notice-filed in PA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Retirement Planning Group, LLC (CRD 310647): Form ADV filing data as of October 2026.