# Retirement Income Strategies, LLC > Retirement Income Strategies, LLC is an SEC-registered investment advisory firm in Evansville, WI, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 27, 2026. - CRD: 318052 - Filed as: RETIREMENT INCOME STRATEGIES, LLC - Registration: SEC-registered investment adviser (status as filed: Approved) - Location: Evansville, WI - Filing period: October 2026 - Form ADV filing dated: February 27, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/318052 - AdvisorCensus page: https://advisorcensus.com/firm/retirement-income-strategies-llc-evansville-wi-318052 ## Quick answers **How is Retirement Income Strategies, LLC compensated?** On its Form ADV (Item 5.E, October 2026), Retirement Income Strategies, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; subscription fees (for a newsletter or periodical). **How much does Retirement Income Strategies, LLC charge?** Its Form ADV Part 2A brochure dated February 27, 2026 states: Hourly rate: $350 an hour (financial planning); Flat fee: $1,500 to $10,000 (financial planning). Fees can differ by service and may be negotiable; the brochure is the complete statement. **Where is Retirement Income Strategies, LLC located?** Retirement Income Strategies, LLC's principal office is in Evansville, WI, according to its Form ADV; the March 2026 filing also lists 3 other offices (Schedule D, Section 1.F). **Is Retirement Income Strategies, LLC registered with the SEC or a state?** Retirement Income Strategies, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 318052. **How much does Retirement Income Strategies, LLC manage?** Retirement Income Strategies, LLC reports $159,021,823 in regulatory assets under management in its Form ADV filing dated February 27, 2026 (100% discretionary). **How have Retirement Income Strategies, LLC's assets and staff changed since 2022?** In the Form ADV data for Retirement Income Strategies, LLC: Regulatory assets under management: $100,585,496 in the October 2022 data and $159,021,823 in the October 2026 data, up 58%. Total employees: 5 in October 2022 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going. **What types of clients does Retirement Income Strategies, LLC serve?** By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (309); high net worth individuals (30). **Which custodians does Retirement Income Strategies, LLC use?** Retirement Income Strategies, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. (affiliated with the firm) as a custodian holding 10% or more of its separately managed account assets. **Does Retirement Income Strategies, LLC report any disciplinary disclosures?** Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/318052 **Does Retirement Income Strategies, LLC state an account minimum?** Its Form ADV Part 2A brochure dated February 27, 2026 says: "We typically have an account minimum of $500,000 but we reserve the right to accept accounts with fewer assets." ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management - Hourly charges - Subscription fees (for a newsletter or periodical) ### Fees and minimums (Form ADV Part 2A brochure dated February 27, 2026) - Account minimum: $500,000 > We typically have an account minimum of $500,000 but we reserve the right to accept accounts with fewer assets. - Hourly rate: $350 an hour (financial planning) > We charge either a $350/hour rate or a fixed fee within the range of $1500 - $10,000 which is mutually agreed to in advance and detailed in the Financial Planning Agreement. - Flat fee: $1,500 to $10,000 (financial planning) > We charge either a $350/hour rate or a fixed fee within the range of $1500 - $10,000 which is mutually agreed to in advance and detailed in the Financial Planning Agreement. As stated in the firm's brochure. Fees can differ by service and may be negotiable. ### Custodians (Schedule D, Section 5.K(3)) - Charles Schwab & Co., Inc. (affiliated with the firm) Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian. ### Regulatory assets under management (Item 5.F) - Total: $159,021,823 - Discretionary: $159,021,823 - Non-discretionary: $0 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | 309 | $105,947,991 | | High net worth individuals | 30 | $52,373,823 | | Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $507,792 | | Corporations or other businesses not listed above | Fewer than 5 | $192,217 | ### Advisory services (Item 5.G) - Financial planning services - Portfolio management for individuals and/or small businesses - Portfolio management for businesses (other than small businesses) or institutional clients ### Firm details - Registered since: 2022 (4 years) - Employees: 4 total, 2 performing advisory functions - Wrap fee program participation: Yes - States registered or notice-filed: FL, IL, WI, WV - Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11. ### Other offices (Schedule D, Section 1.F), as of the March 2026 filing - Brookfield, WI - Madison, WI - Middleton, WI ### Websites listed on Form ADV (Item 1.I) - ri-strategies.com ## Assets and staff over time | Data period | Regulatory assets under management | Employees | Filing dated | | --- | --- | --- | --- | | October 2022 | $100,585,496 | 5 | May 10, 2022 | | October 2023 | $98,523,461 | 5 | March 2, 2023 | | October 2024 | $117,170,800 | 5 | September 27, 2024 | | October 2025 | $154,605,491 | 4 | March 3, 2025 | | October 2026 | $159,021,823 | 4 | February 27, 2026 | Regulatory assets under management: $100,585,496 in the October 2022 data and $159,021,823 in the October 2026 data, up 58%. Total employees: 5 in October 2022 and 4 in October 2026. ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Retirement Income Strategies, LLC (CRD 318052): Form ADV filing data as of October 2026.