# Retirement and Wealth at Alliant, LLC

> Retirement and Wealth at Alliant, LLC is an SEC-registered investment advisory firm in Wayne, PA, registered since 2013, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated July 30, 2026.

- CRD: 167970
- Filed as: RETIREMENT AND WEALTH AT ALLIANT, LLC
- Also doing business as: RETIREMENT AND WEALTH AT ALLIANT, RETIREMENT SOLUTIONS GROUP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Wayne, PA
- Filing period: October 2026
- Form ADV filing dated: July 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/167970
- AdvisorCensus page: https://advisorcensus.com/firm/retirement-and-wealth-at-alliant-llc-wayne-pa-167970

## Quick answers

**How is Retirement and Wealth at Alliant, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Retirement and Wealth at Alliant, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other.

**Where is Retirement and Wealth at Alliant, LLC located?**
Retirement and Wealth at Alliant, LLC's principal office is in Wayne, PA, according to its Form ADV; the August 2026 filing also lists 11 other offices (Schedule D, Section 1.F).

**Is Retirement and Wealth at Alliant, LLC registered with the SEC or a state?**
Retirement and Wealth at Alliant, LLC is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 167970.

**How much does Retirement and Wealth at Alliant, LLC manage?**
Retirement and Wealth at Alliant, LLC reports $7,374,170,393 in regulatory assets under management in its Form ADV filing dated July 30, 2026 (100% discretionary).

**How have Retirement and Wealth at Alliant, LLC's assets and staff changed since 2021?**
In the Form ADV data for Retirement and Wealth at Alliant, LLC: Regulatory assets under management: $8,400,000,000 in the October 2021 data and $7,374,170,393 in the October 2026 data, down 12%. Total employees: 24 in October 2021 and 30 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Retirement and Wealth at Alliant, LLC serve?**
By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (216); pooled investment vehicles (other than investment companies and business development companies) (6).

**Does Retirement and Wealth at Alliant, LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/167970

**What changed in Retirement and Wealth at Alliant, LLC's recent Form ADV filings?**
In the August 2026 filing data: Added the business name Retirement Solutions Group. Added the business name Retirement and Wealth at Alliant. Changed its legal name from Alliant Retirement Services, LLC to Retirement and Wealth at Alliant, LLC. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $7,374,170,393
- Discretionary: $7,374,170,393
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 6 | $87,767,130 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 216 | $7,286,403,263 |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2013 (13 years)
- Employees: 30 total, 30 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/167970

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Atlanta, GA
- Austin, TX
- Boston, MA
- Erie, PA
- Houston, TX
- Los Angeles, CA
- New York City, NY
- Oklahoma City, OK
- Omaha, NE
- Portland, OR
- Seattle, WA

### Websites listed on Form ADV (Item 1.I)
- alliantretirementconsulting.com
- LinkedIn @90412867

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $8,400,000,000 | 24 | March 31, 2021 |
| October 2022 | $928,000,000 | 17 | September 6, 2022 |
| October 2023 | $1,084,277,908 | 17 | April 25, 2023 |
| October 2024 | $144,000,000 | 23 | March 29, 2024 |
| October 2025 | $4,493,036,646 | 30 | March 31, 2025 |
| October 2026 | $7,374,170,393 | 30 | July 30, 2026 |

Regulatory assets under management: $8,400,000,000 in the October 2021 data and $7,374,170,393 in the October 2026 data, down 12%.
Total employees: 24 in October 2021 and 30 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Added the business name Retirement Solutions Group.
- Added the business name Retirement and Wealth at Alliant.
- Changed its legal name from Alliant Retirement Services, LLC to Retirement and Wealth at Alliant, LLC.
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Item 11 disclosure answers changed: 1 yes answer, previously 2 (now no: 11.H(1)(c)).
- Regulatory assets under management went from $4,493,036,646 to $7,374,170,393 (+64%).
- Added an office in Erie, PA.
- Added an office in Omaha, NE.
- Added an office in Portland, OR.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Retirement and Wealth at Alliant, LLC (CRD 167970): Form ADV filing data as of October 2026.