{ "crd_number": 299575, "slug": "resurgent-advisors-atlanta-ga-299575", "primary_business_name": "RESURGENT ADVISORS", "legal_name": "RESURGENT FINANCIAL ADVISORS LLC", "dbas": [ "BEY-DOUGLAS INVESTMENT COUNSEL", "EAST FRANKLIN CAPITAL", "ENCOMPASS FINANCIAL ADVISORS", "PEACHTREE COLLEGE PLANNING", "PEACHTREE FINANCIAL GROUP", "RESURGENT ADVISORS", "TAYLOR WEALTH" ], "city": "Atlanta", "state": "GA", "country": "United States", "cbsa_code": "12060", "metro": { "cbsa_code": "12060", "common_name": "Atlanta", "msa_name": "Atlanta-Sandy Springs-Roswell, GA", "path": "/advisors/ga/atlanta" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2019-12-04", "years_registered": 6, "period": "2026-10-01", "filing_date": "2026-08-24", "carried_forward": false, "raum_total": 354694925.0, "raum_discretionary": 310707736.0, "raum_non_discretionary": 43987189.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 20, "advisory_employees": 10, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 4484257.0, "count": 2, "fewer_than_5": true }, "individuals": { "raum": 102519338.0, "count": 297 }, "high_net_worth_individuals": { "raum": 247691330.0, "count": 82 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "educational_seminars", "financial_planning", "pension_consulting", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 4, "states_registered": [ "AL", "CA", "FL", "GA", "KY", "LA", "MI", "NC", "SC", "TX" ], "websites": [ "https://eastfranklincapital.com", "https://encompassadvising.net", "https://facebook.com/ResurgentFinancialAdvisors", "https://facebook.com/encompassadvise", "https://facebook.com/peachtreecollegeplanning", "https://facebook.com/peachtreefinancialgroup", "https://instagram.com/peachtreecollegeplanning", "https://instagram.com/peachtreefinancialgroup", "https://linkedin.com/company/east-franklin-capital-llc", "https://linkedin.com/company/encompass-financial-advisors", "https://linkedin.com/company/peachtree-college-planning", "https://linkedin.com/company/peachtree-financial-group", "https://linkedin.com/in/dan-taylor-8b054871", "https://peachtreecollegeplanning.com", "https://peachtreefinancialgroup.com", "https://resurgentadvisors.com", "https://taylorwealthllc.com", "https://twitter.com/hughespdavid" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/299575", "disclosure_items": [ { "item": "11.D(1)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?" }, { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.H(1)(c)", "question": "Has a domestic or foreign court ever dismissed, under a settlement agreement, an investment-related civil action brought against the firm or an advisory affiliate by a state or foreign financial regulator?" } ], "city_as_filed": "ATLANTA", "url": "https://advisorcensus.com/firm/resurgent-advisors-atlanta-ga-299575", "display_name": "Resurgent Advisors", "summary": "Resurgent Advisors is an SEC-registered investment advisory firm in Atlanta, GA, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 24, 2026.", "citation": "AdvisorCensus. Resurgent Advisors (CRD 299575): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Pension consulting services", "Selection of other advisers (including private fund managers)", "Educational seminars/workshops" ], "quick_answers": [ { "q": "How is Resurgent Advisors compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Resurgent Advisors reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)." }, { "q": "How much does Resurgent Advisors charge?", "a": "Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: up to 2.25% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Resurgent Advisors located?", "a": "Resurgent Advisors' principal office is in Atlanta, GA, according to its Form ADV; the September 2026 filing also lists 6 other offices (Schedule D, Section 1.F)." }, { "q": "Is Resurgent Advisors registered with the SEC or a state?", "a": "Resurgent Advisors is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 299575." }, { "q": "How much does Resurgent Advisors manage?", "a": "Resurgent Advisors reports $354,694,925 in regulatory assets under management in its Form ADV filing dated August 24, 2026 (88% discretionary)." }, { "q": "How have Resurgent Advisors' assets and staff changed since 2021?", "a": "In the Form ADV data for Resurgent Advisors: Regulatory assets under management: $134,795,281 in the October 2021 data and $354,694,925 in the October 2026 data, up 163%. Total employees: 12 in October 2021 and 20 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Resurgent Advisors serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (297); high net worth individuals (82); charitable organizations (2)." }, { "q": "Which custodians does Resurgent Advisors use?", "a": "Resurgent Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Raymond James & Associates, Inc. as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Resurgent Advisors report any disciplinary disclosures?", "a": "Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct), 11.D(2) (another regulator's finding of a violation), 11.D(4) (another regulator's order in the past ten years), and 11.H(1)(c) (regulator's civil action dismissed under a settlement). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/299575" }, { "q": "Does Resurgent Advisors state an account minimum?", "a": "Its Form ADV Part 2A brochure dated March 30, 2026 says: \"Resurgent does not impose a stated minimum fee or minimum portfolio value for starting and maintaining an investment management relationship.\"" }, { "q": "What changed in Resurgent Advisors' recent Form ADV filings?", "a": "In the September 2026 filing data: Registered or notice-filed in AL, LA, SC." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 134795281.0, "total_employees": 12, "filing_date": "2021-03-25" }, { "period": "2022-10-01", "regulatory_assets_under_management": 379224531.0, "total_employees": 17, "filing_date": "2022-08-02" }, { "period": "2023-10-01", "regulatory_assets_under_management": 400140369.0, "total_employees": 14, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 300094038.0, "total_employees": 17, "filing_date": "2024-03-30" }, { "period": "2025-10-01", "regulatory_assets_under_management": 326381640.0, "total_employees": 17, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 354694925.0, "total_employees": 20, "filing_date": "2026-08-24" } ], "recent_changes": [ { "period": "2026-09-01", "period_label": "September 2026", "notes": [ "Registered or notice-filed in AL, LA, SC." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "No longer lists the business name Encompass Financial Advisors LLC.", "No longer lists the business name East Franklin Capital, LLC.", "No longer lists the business name Taylor Wealth LLC.", "Added the business name BEY-Douglas Investment Counsel.", "Added the business name Encompass Financial Advisors.", "Added the business name East Franklin Capital.", "Added the business name Taylor Wealth.", "Employees performing advisory functions went from 7 to 10.", "Added an office in Atlanta, GA.", "Added an office in Marietta, GA.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 30, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": "2.25% of assets a year", "account_minimum": "None", "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Asset-based fee", "statements": [ "Asset-based fee: up to 2.25% of assets a year (the maximum the brochure states)" ], "quotes": [ "Clients can be charged up to 2.25% annually on the assets managed by Resurgent." ] }, { "label": "Account minimum", "statements": [ "Account minimum: None" ], "quotes": [ "Resurgent does not impose a stated minimum fee or minimum portfolio value for starting and maintaining an investment management relationship." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": 2.25, "account_minimum": 0.0, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "Clients can be charged up to 2.25% annually on the assets managed by Resurgent.", "Resurgent does not impose a stated minimum fee or minimum portfolio value for starting and maintaining an investment management relationship." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false }, { "name": "Raymond James & Associates, Inc.", "name_as_filed": "RAYMOND JAMES & ASSOCIATES, INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/resurgent-advisors-atlanta-ga-299575.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 297, "fewer_than_5": false, "raum": 102519338.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 82, "fewer_than_5": false, "raum": 247691330.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 2, "fewer_than_5": true, "raum": 4484257.0 } ], "disclosure_line": "Reports 4 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/299575", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }