{ "crd_number": 169528, "slug": "resq-investment-partners-llc-scottsdale-az-169528", "primary_business_name": "RESQ INVESTMENT PARTNERS, LLC", "legal_name": "RESQ INVESTMENT PARTNERS, LLC", "dbas": [], "city": "Scottsdale", "state": "AZ", "country": "United States", "cbsa_code": "38060", "metro": { "cbsa_code": "38060", "common_name": "Phoenix", "msa_name": "Phoenix-Mesa-Chandler, AZ", "path": "/advisors/az/phoenix" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2013-11-29", "years_registered": 12, "period": "2026-10-01", "filing_date": "2026-03-10", "carried_forward": false, "raum_total": 65805352.0, "raum_discretionary": 65805352.0, "raum_non_discretionary": 0.0, "raum_band": "25m_100m", "raum_band_label": "$25 million to $100 million", "total_employees": 5, "advisory_employees": 3, "client_count_bucket": null, "clients_by_type": { "investment_companies": { "raum": 65805352.0, "count": 2 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_investment_companies" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AZ" ], "websites": [ "https://resqfunds.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/169528", "city_as_filed": "SCOTTSDALE", "url": "https://advisorcensus.com/firm/resq-investment-partners-llc-scottsdale-az-169528", "display_name": "Resq Investment Partners, LLC", "summary": "Resq Investment Partners, LLC is an SEC-registered investment advisory firm in Scottsdale, AZ, registered since 2013, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 10, 2026.", "citation": "AdvisorCensus. Resq Investment Partners, LLC (CRD 169528): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for investment companies (and business development companies)" ], "quick_answers": [ { "q": "How is Resq Investment Partners, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Resq Investment Partners, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Resq Investment Partners, LLC located?", "a": "Resq Investment Partners, LLC's principal office is in Scottsdale, AZ, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Resq Investment Partners, LLC registered with the SEC or a state?", "a": "Resq Investment Partners, LLC is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 169528." }, { "q": "How much does Resq Investment Partners, LLC manage?", "a": "Resq Investment Partners, LLC reports $65,805,352 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (100% discretionary)." }, { "q": "How have Resq Investment Partners, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Resq Investment Partners, LLC: Regulatory assets under management: $74,428,958 in the October 2021 data and $65,805,352 in the October 2026 data, down 12%. Total employees: 6 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Resq Investment Partners, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: investment companies (2)." }, { "q": "Does Resq Investment Partners, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/169528" }, { "q": "What changed in Resq Investment Partners, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $58,407,527 to $65,805,352 (+13%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 74428958.0, "total_employees": 6, "filing_date": "2021-03-18" }, { "period": "2022-10-01", "regulatory_assets_under_management": 66131705.0, "total_employees": 6, "filing_date": "2022-03-15" }, { "period": "2023-10-01", "regulatory_assets_under_management": 58227736.0, "total_employees": 5, "filing_date": "2023-03-22" }, { "period": "2024-10-01", "regulatory_assets_under_management": 58876370.0, "total_employees": 5, "filing_date": "2024-03-19" }, { "period": "2025-10-01", "regulatory_assets_under_management": 58407527.0, "total_employees": 5, "filing_date": "2025-03-25" }, { "period": "2026-10-01", "regulatory_assets_under_management": 65805352.0, "total_employees": 5, "filing_date": "2026-03-10" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $58,407,527 to $65,805,352 (+13%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/resq-investment-partners-llc-scottsdale-az-169528.md", "clients": [ { "type": "investment_companies", "label": "Investment companies", "count": 2, "fewer_than_5": false, "raum": 65805352.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/169528", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }