{
  "crd_number": 123398,
  "slug": "responsible-asset-management-salt-lake-city-ut-123398",
  "primary_business_name": "RESPONSIBLE ASSET MANAGEMENT",
  "legal_name": "RESPONSIBLE ASSET MANAGEMENT, LLC.",
  "dbas": [],
  "city": "Salt Lake City",
  "state": "UT",
  "country": "United States",
  "cbsa_code": "41620",
  "metro": {
    "cbsa_code": "41620",
    "common_name": "Salt Lake City",
    "msa_name": "Salt Lake City-Murray, UT",
    "path": "/advisors/ut/salt-lake-city"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2001-03-28",
  "years_registered": 25,
  "period": "2026-10-01",
  "filing_date": "2026-04-15",
  "carried_forward": false,
  "raum_total": 42366712.0,
  "raum_discretionary": 24198650.0,
  "raum_non_discretionary": 18168062.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 13749737.0,
      "count": 135
    },
    "pension_profit_sharing": {
      "raum": 18168062.0,
      "count": 3,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 10448913.0,
      "count": 9
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "periodicals_newsletters",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "UT"
  ],
  "websites": [
    "https://instagram.com/responsible_asset_management",
    "https://linkedin.com/in/nate-cline-38a369157",
    "https://ramtrf.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/123398",
  "disclosure_items": [
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    }
  ],
  "city_as_filed": "SALT LAKE CITY",
  "url": "https://advisorcensus.com/firm/responsible-asset-management-salt-lake-city-ut-123398",
  "display_name": "Responsible Asset Management",
  "summary": "Responsible Asset Management is a state-registered investment advisory firm in Salt Lake City, UT, registered since 2001, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 15, 2026.",
  "citation": "AdvisorCensus. Responsible Asset Management (CRD 123398): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Publication of periodicals or newsletters"
  ],
  "quick_answers": [
    {
      "q": "How is Responsible Asset Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Responsible Asset Management reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Responsible Asset Management located?",
      "a": "Responsible Asset Management's principal office is in Salt Lake City, UT, according to its Form ADV."
    },
    {
      "q": "Is Responsible Asset Management registered with the SEC or a state?",
      "a": "Responsible Asset Management is a state-registered investment advisory firm, registered since 2001. Status as filed: APPROVED. CRD 123398."
    },
    {
      "q": "How much does Responsible Asset Management manage?",
      "a": "Responsible Asset Management reports $42,366,712 in regulatory assets under management in its Form ADV filing dated April 15, 2026 (57% discretionary)."
    },
    {
      "q": "What types of clients does Responsible Asset Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (135); high net worth individuals (9); pension and profit sharing plans (but not the plan participants or government pension plans) (3)."
    },
    {
      "q": "Does Responsible Asset Management report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/123398"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/responsible-asset-management-salt-lake-city-ut-123398.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 135,
      "fewer_than_5": false,
      "raum": 13749737.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 9,
      "fewer_than_5": false,
      "raum": 10448913.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 3,
      "fewer_than_5": true,
      "raum": 18168062.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/123398",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}