# Resource Capital Management, LLC

> Resource Capital Management, LLC is an SEC-registered investment advisory firm in Reno, NV, registered since 2015, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 22, 2026.

- CRD: 162781
- Filed as: RESOURCE CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Reno, NV
- Filing period: October 2026
- Form ADV filing dated: January 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/162781
- AdvisorCensus page: https://advisorcensus.com/firm/resource-capital-management-llc-reno-nv-162781

## Quick answers

**How is Resource Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Resource Capital Management, LLC reports these compensation arrangements: fixed fees (other than subscription fees); performance-based fees.

**Where is Resource Capital Management, LLC located?**
Resource Capital Management, LLC's principal office is in Reno, NV, according to its Form ADV.

**Is Resource Capital Management, LLC registered with the SEC or a state?**
Resource Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 162781.

**How much does Resource Capital Management, LLC manage?**
Resource Capital Management, LLC reports $180,000 in regulatory assets under management in its Form ADV filing dated January 22, 2026 (100% discretionary).

**How have Resource Capital Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Resource Capital Management, LLC: Regulatory assets under management: $1,500,000 in the October 2021 data and $180,000 in the October 2026 data, down 88%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Resource Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (1).

**Which custodians does Resource Capital Management, LLC use?**
Resource Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Wells Fargo Advisors Financial Network, LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Resource Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/162781

## From the Form ADV filing

### Compensation (Item 5.E)
- Fixed fees (other than subscription fees)
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Wells Fargo Advisors Financial Network, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $180,000
- Discretionary: $180,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 1 | $180,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2015 (11 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NV
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- resourcecapitalmgt.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,500,000 | 1 | January 25, 2021 |
| October 2022 | $1,500,000 | 1 | January 21, 2022 |
| October 2023 | $180,000 | 1 | May 5, 2023 |
| October 2024 | $180,000 | 1 | April 30, 2024 |
| October 2025 | $180,000 | 1 | March 4, 2025 |
| October 2026 | $180,000 | 1 | January 22, 2026 |

Regulatory assets under management: $1,500,000 in the October 2021 data and $180,000 in the October 2026 data, down 88%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Resource Capital Management, LLC (CRD 162781): Form ADV filing data as of October 2026.