{ "crd_number": 162781, "slug": "resource-capital-management-llc-reno-nv-162781", "primary_business_name": "RESOURCE CAPITAL MANAGEMENT, LLC", "legal_name": "RESOURCE CAPITAL MANAGEMENT, LLC", "dbas": [], "city": "Reno", "state": "NV", "country": "United States", "cbsa_code": "39900", "metro": { "cbsa_code": "39900", "common_name": "Reno", "msa_name": "Reno, NV", "path": "/advisors/nv/reno" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2015-04-16", "years_registered": 11, "period": "2026-10-01", "filing_date": "2026-01-22", "carried_forward": false, "raum_total": 180000.0, "raum_discretionary": 180000.0, "raum_non_discretionary": 0.0, "raum_band": "under_25m", "raum_band_label": "Under $25 million", "total_employees": 1, "advisory_employees": 1, "client_count_bucket": null, "clients_by_type": { "high_net_worth_individuals": { "raum": 180000.0, "count": 1 } }, "compensation_types": [ "fixed", "performance_based" ], "advisory_activities": [ "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "NV" ], "websites": [ "https://resourcecapitalmgt.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/162781", "city_as_filed": "RENO", "url": "https://advisorcensus.com/firm/resource-capital-management-llc-reno-nv-162781", "display_name": "Resource Capital Management, LLC", "summary": "Resource Capital Management, LLC is an SEC-registered investment advisory firm in Reno, NV, registered since 2015, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 22, 2026.", "citation": "AdvisorCensus. Resource Capital Management, LLC (CRD 162781): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "Fixed fees (other than subscription fees)", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses" ], "quick_answers": [ { "q": "How is Resource Capital Management, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Resource Capital Management, LLC reports these compensation arrangements: fixed fees (other than subscription fees); performance-based fees." }, { "q": "Where is Resource Capital Management, LLC located?", "a": "Resource Capital Management, LLC's principal office is in Reno, NV, according to its Form ADV." }, { "q": "Is Resource Capital Management, LLC registered with the SEC or a state?", "a": "Resource Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 162781." }, { "q": "How much does Resource Capital Management, LLC manage?", "a": "Resource Capital Management, LLC reports $180,000 in regulatory assets under management in its Form ADV filing dated January 22, 2026 (100% discretionary)." }, { "q": "How have Resource Capital Management, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Resource Capital Management, LLC: Regulatory assets under management: $1,500,000 in the October 2021 data and $180,000 in the October 2026 data, down 88%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Resource Capital Management, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (1)." }, { "q": "Which custodians does Resource Capital Management, LLC use?", "a": "Resource Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Wells Fargo Advisors Financial Network, LLC as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Resource Capital Management, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/162781" } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1500000.0, "total_employees": 1, "filing_date": "2021-01-25" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1500000.0, "total_employees": 1, "filing_date": "2022-01-21" }, { "period": "2023-10-01", "regulatory_assets_under_management": 180000.0, "total_employees": 1, "filing_date": "2023-05-05" }, { "period": "2024-10-01", "regulatory_assets_under_management": 180000.0, "total_employees": 1, "filing_date": "2024-04-30" }, { "period": "2025-10-01", "regulatory_assets_under_management": 180000.0, "total_employees": 1, "filing_date": "2025-03-04" }, { "period": "2026-10-01", "regulatory_assets_under_management": 180000.0, "total_employees": 1, "filing_date": "2026-01-22" } ], "recent_changes": [], "fees_from_brochure": null, "custodians": [ { "name": "Wells Fargo Advisors Financial Network, LLC", "name_as_filed": "WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/resource-capital-management-llc-reno-nv-162781.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 1, "fewer_than_5": false, "raum": 180000.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/162781", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }