# Resource Capital Investment Corporation

> Resource Capital Investment Corporation is an SEC-registered investment advisory firm in Carlsbad, CA, registered since 2013, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 166722
- Filed as: RESOURCE CAPITAL INVESTMENT CORPORATION
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Carlsbad, CA
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/166722
- AdvisorCensus page: https://advisorcensus.com/firm/resource-capital-investment-corporation-carlsbad-ca-166722

## Quick answers

**How is Resource Capital Investment Corporation compensated?**
On its Form ADV (Item 5.E, October 2026), Resource Capital Investment Corporation reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Resource Capital Investment Corporation located?**
Resource Capital Investment Corporation's principal office is in Carlsbad, CA, according to its Form ADV.

**Is Resource Capital Investment Corporation registered with the SEC or a state?**
Resource Capital Investment Corporation is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 166722.

**How much does Resource Capital Investment Corporation manage?**
Resource Capital Investment Corporation reports $3,706,679,117 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (79% discretionary).

**How have Resource Capital Investment Corporation's assets and staff changed since 2021?**
In the Form ADV data for Resource Capital Investment Corporation: Regulatory assets under management: $1,995,355,428 in the October 2021 data and $3,706,679,117 in the October 2026 data, up 86%. Total employees: 8 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Resource Capital Investment Corporation serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (35).

**Does Resource Capital Investment Corporation report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.H(2) (pending civil proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/166722

**What changed in Resource Capital Investment Corporation's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 5 to 0.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $3,706,679,117
- Discretionary: $2,937,439,414
- Non-discretionary: $769,239,703

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 35 | $3,706,679,117 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2013 (13 years)
- Employees: 4 total, 0 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.H(2): Is the firm or an advisory affiliate now the subject of a civil proceeding that could result in a yes answer to any part of 11.H(1)?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/166722

### Websites listed on Form ADV (Item 1.I)
- [resourcecapital.net](https://resourcecapital.net)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,995,355,428 | 8 | September 15, 2021 |
| October 2022 | $2,953,045,846 | 9 | March 25, 2022 |
| October 2023 | $3,540,953,778 | 9 | March 31, 2023 |
| October 2024 | $3,552,398,760 | 9 | March 26, 2024 |
| October 2025 | $3,584,334,392 | 9 | February 25, 2025 |
| October 2026 | $3,706,679,117 | 4 | March 30, 2026 |

Regulatory assets under management: $1,995,355,428 in the October 2021 data and $3,706,679,117 in the October 2026 data, up 86%.
Total employees: 8 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 5 to 0.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Resource Capital Investment Corporation (CRD 166722): Form ADV filing data as of October 2026.