# Resolve Financial, LLC

> Resolve Financial, LLC is a state-registered investment advisory firm in Walnut Creek, CA, registered since 2007, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 2, 2026.

- CRD: 142792
- Filed as: RESOLVE FINANCIAL, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Walnut Creek, CA
- Filing period: October 2026
- Form ADV filing dated: March 2, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/142792
- AdvisorCensus page: https://advisorcensus.com/firm/resolve-financial-llc-walnut-creek-ca-142792

## Quick answers

**How is Resolve Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Resolve Financial, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Resolve Financial, LLC located?**
Resolve Financial, LLC's principal office is in Walnut Creek, CA, according to its Form ADV.

**Is Resolve Financial, LLC registered with the SEC or a state?**
Resolve Financial, LLC is a state-registered investment advisory firm, registered since 2007. Status as filed: APPROVED. CRD 142792.

**How much does Resolve Financial, LLC manage?**
Resolve Financial, LLC reports $17,309,868 in regulatory assets under management in its Form ADV filing dated March 2, 2026 (0% discretionary).

**What types of clients does Resolve Financial, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (13); high net worth individuals (6).

**Does Resolve Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/142792

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $17,309,868
- Discretionary: $0
- Non-discretionary: $17,309,868

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 13 | $5,894,731 |
| High net worth individuals | 6 | $11,415,137 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2007 (19 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Resolve Financial, LLC (CRD 142792): Form ADV filing data as of October 2026.