{ "crd_number": 298109, "slug": "resolution-capital-us-limited-rye-brook-ny-298109", "primary_business_name": "RESOLUTION CAPITAL (US) LIMITED", "legal_name": "RESOLUTION CAPITAL (US) LIMITED", "dbas": [], "city": "Rye Brook", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2018-10-29", "years_registered": 7, "period": "2026-10-01", "filing_date": "2026-09-28", "carried_forward": false, "raum_total": 1982620261.0, "raum_discretionary": 1982620261.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 2, "advisory_employees": 2, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "state_municipal": { "raum": 66057325.0, "count": null, "fewer_than_5": true }, "pension_profit_sharing": { "raum": 251653154.0, "count": 4 }, "pooled_investment_vehicles": { "raum": 1279383304.0, "count": 7 }, "corporations_other_businesses": { "raum": 385526478.0, "count": 7 }, "sovereign_wealth_foreign_official": { "raum": 0.0, "count": null } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [ "https://au.linkedin.com/company/resolution-capital-limited", "https://rescap.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/298109", "city_as_filed": "RYE BROOK", "url": "https://advisorcensus.com/firm/resolution-capital-us-limited-rye-brook-ny-298109", "display_name": "Resolution Capital (US) Limited", "summary": "Resolution Capital (US) Limited is an SEC-registered investment advisory firm in Rye Brook, NY, registered since 2018, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 28, 2026.", "citation": "AdvisorCensus. Resolution Capital (US) Limited (CRD 298109): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Resolution Capital (US) Limited compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Resolution Capital (US) Limited reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is Resolution Capital (US) Limited located?", "a": "Resolution Capital (US) Limited's principal office is in Rye Brook, NY, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Resolution Capital (US) Limited registered with the SEC or a state?", "a": "Resolution Capital (US) Limited is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 298109." }, { "q": "How much does Resolution Capital (US) Limited manage?", "a": "Resolution Capital (US) Limited reports $1,982,620,261 in regulatory assets under management in its Form ADV filing dated September 28, 2026 (100% discretionary)." }, { "q": "How have Resolution Capital (US) Limited's assets and staff changed since 2021?", "a": "In the Form ADV data for Resolution Capital (US) Limited: Regulatory assets under management: $3,074,346,671 in the October 2021 data and $1,982,620,261 in the October 2026 data, down 36%. Total employees: 1 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Resolution Capital (US) Limited serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (7); corporations or other businesses not listed above (7); pension and profit sharing plans (but not the plan participants or government pension plans) (4)." }, { "q": "Does Resolution Capital (US) Limited report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/298109" }, { "q": "What changed in Resolution Capital (US) Limited's recent Form ADV filings?", "a": "In the October 2026 filing data: Regulatory assets under management went from $2,282,927,649 to $1,982,620,261 (-13%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 3074346671.0, "total_employees": 1, "filing_date": "2021-09-21" }, { "period": "2022-10-01", "regulatory_assets_under_management": 2636038267.0, "total_employees": 2, "filing_date": "2022-09-20" }, { "period": "2023-10-01", "regulatory_assets_under_management": 2246997665.0, "total_employees": 2, "filing_date": "2023-09-04" }, { "period": "2024-10-01", "regulatory_assets_under_management": 2075990241.0, "total_employees": 2, "filing_date": "2024-09-09" }, { "period": "2025-10-01", "regulatory_assets_under_management": 2075990241.0, "total_employees": 2, "filing_date": "2024-09-09" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1982620261.0, "total_employees": 2, "filing_date": "2026-09-28" } ], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "Regulatory assets under management went from $2,282,927,649 to $1,982,620,261 (-13%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/resolution-capital-us-limited-rye-brook-ny-298109.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 7, "fewer_than_5": false, "raum": 1279383304.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 4, "fewer_than_5": false, "raum": 251653154.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": null, "fewer_than_5": true, "raum": 66057325.0 }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": null, "fewer_than_5": false, "raum": 0.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 7, "fewer_than_5": false, "raum": 385526478.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/298109", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }