{
  "crd_number": 142409,
  "slug": "resolution-capital-limited-sydney-nsw-142409",
  "primary_business_name": "RESOLUTION CAPITAL LIMITED",
  "legal_name": "RESOLUTION CAPITAL LIMITED",
  "dbas": [
    "RESOLUTION CAPITAL (US) LIMITED"
  ],
  "city": "Sydney, Nsw",
  "state": null,
  "country": "Australia",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2007-03-07",
  "years_registered": 19,
  "period": "2026-10-01",
  "filing_date": "2026-09-28",
  "carried_forward": false,
  "raum_total": 8403725183.0,
  "raum_discretionary": 8403725183.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 26,
  "advisory_employees": 18,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 0.0,
      "count": null
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": null
    },
    "state_municipal": {
      "raum": 264229300.0,
      "count": null,
      "fewer_than_5": true
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": null
    },
    "investment_companies": {
      "raum": 0.0,
      "count": null
    },
    "pension_profit_sharing": {
      "raum": 1046954848.0,
      "count": 5
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": null
    },
    "high_net_worth_individuals": {
      "raum": 0.0,
      "count": null
    },
    "pooled_investment_vehicles": {
      "raum": 5485388830.0,
      "count": 11
    },
    "corporations_other_businesses": {
      "raum": 1607152205.0,
      "count": 8
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": null
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": null
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [],
  "websites": [
    "https://linkedin.com/company/resolution-capital-limited",
    "https://rescap.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/142409",
  "city_as_filed": "SYDNEY, NSW",
  "url": "https://advisorcensus.com/firm/resolution-capital-limited-sydney-nsw-142409",
  "display_name": "Resolution Capital Limited",
  "summary": "Resolution Capital Limited is an SEC-registered investment advisory firm in Sydney, Nsw, Australia, registered since 2007, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated September 28, 2026.",
  "citation": "AdvisorCensus. Resolution Capital Limited (CRD 142409): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Resolution Capital Limited compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Resolution Capital Limited reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Resolution Capital Limited located?",
      "a": "Resolution Capital Limited's principal office is in Sydney, Nsw, Australia, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Resolution Capital Limited registered with the SEC or a state?",
      "a": "Resolution Capital Limited is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 142409."
    },
    {
      "q": "How much does Resolution Capital Limited manage?",
      "a": "Resolution Capital Limited reports $8,403,725,183 in regulatory assets under management in its Form ADV filing dated September 28, 2026 (100% discretionary)."
    },
    {
      "q": "How have Resolution Capital Limited's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Resolution Capital Limited: Regulatory assets under management: $12,297,386,676 in the October 2021 data and $8,403,725,183 in the October 2026 data, down 32%. Total employees: 26 in October 2021 and 26 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Resolution Capital Limited serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (11); corporations or other businesses not listed above (8); pension and profit sharing plans (but not the plan participants or government pension plans) (5)."
    },
    {
      "q": "Which custodians does Resolution Capital Limited use?",
      "a": "Resolution Capital Limited's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BNP Paribas Securities Services, Citi Depositary Services Ireland Designated Activity Company, JPMorgan Chase Bank, N.A. and Northern Trust Investor Services Ltd as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Resolution Capital Limited report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/142409"
    },
    {
      "q": "What changed in Resolution Capital Limited's recent Form ADV filings?",
      "a": "In the October 2026 filing data: Employees performing advisory functions went from 15 to 18. Regulatory assets under management went from $9,388,819,998 to $8,403,725,183 (-10%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 12297386676.0,
      "total_employees": 26,
      "filing_date": "2021-09-21"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 10554072415.0,
      "total_employees": 25,
      "filing_date": "2022-09-19"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 9554146345.0,
      "total_employees": 27,
      "filing_date": "2023-09-04"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 8447527002.0,
      "total_employees": 26,
      "filing_date": "2024-09-09"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 8447527002.0,
      "total_employees": 26,
      "filing_date": "2024-09-09"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 8403725183.0,
      "total_employees": 26,
      "filing_date": "2026-09-28"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Employees performing advisory functions went from 15 to 18.",
        "Regulatory assets under management went from $9,388,819,998 to $8,403,725,183 (-10%)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Regulatory assets under management went from $8,447,527,002 to $9,388,819,998 (+11%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "BNP Paribas Securities Services",
      "name_as_filed": "BNP PARIBAS SECURITIES SERVICES",
      "affiliated": false
    },
    {
      "name": "Citi Depositary Services Ireland Designated Activity Company",
      "name_as_filed": "CITI DEPOSITARY SERVICES IRELAND DESIGNATED ACTIVITY COMPANY",
      "affiliated": false
    },
    {
      "name": "JPMorgan Chase Bank, N.A.",
      "name_as_filed": "JPMORGAN CHASE BANK, N.A.",
      "affiliated": false
    },
    {
      "name": "Northern Trust Investor Services Ltd",
      "name_as_filed": "NORTHERN TRUST INVESTOR SERVICES LTD",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/resolution-capital-limited-sydney-nsw-142409.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 11,
      "fewer_than_5": false,
      "raum": 5485388830.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 5,
      "fewer_than_5": false,
      "raum": 1046954848.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 264229300.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 8,
      "fewer_than_5": false,
      "raum": 1607152205.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/142409",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}
