# Reservoir Wealth Management

> Reservoir Wealth Management is an SEC-registered investment advisory firm in Lima, OH, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 18, 2026.

- CRD: 293131
- Filed as: RESERVOIR WEALTH MANAGEMENT
- Legal name: Reservoir Retirement Management, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lima, OH
- Filing period: October 2026
- Form ADV filing dated: February 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/293131
- AdvisorCensus page: https://advisorcensus.com/firm/reservoir-wealth-management-lima-oh-293131

## Quick answers

**How is Reservoir Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Reservoir Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; other.

**Where is Reservoir Wealth Management located?**
Reservoir Wealth Management's principal office is in Lima, OH, according to its Form ADV.

**Is Reservoir Wealth Management registered with the SEC or a state?**
Reservoir Wealth Management is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 293131.

**How much does Reservoir Wealth Management manage?**
Reservoir Wealth Management reports $208,773,942 in regulatory assets under management in its Form ADV filing dated February 18, 2026 (86% discretionary).

**How have Reservoir Wealth Management's assets and staff changed since 2021?**
In the Form ADV data for Reservoir Wealth Management: Regulatory assets under management: $115,667,240 in the October 2021 data and $208,773,942 in the October 2026 data, up 80%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Reservoir Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (357); high net worth individuals (81); corporations or other businesses not listed above (14).

**Which custodians does Reservoir Wealth Management use?**
Reservoir Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Capital Client Group, Inc. and Charles Schwab & Co., Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Reservoir Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/293131

**What changed in Reservoir Wealth Management's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $175,978,226 to $208,773,942 (+19%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Other

### Custodians (Schedule D, Section 5.K(3))
- Capital Client Group, Inc.
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $208,773,942
- Discretionary: $179,250,783
- Non-discretionary: $29,523,159

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 357 | $60,982,911 |
| High net worth individuals | 81 | $109,328,440 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 8 | $30,248,540 |
| Corporations or other businesses not listed above | 14 | $8,214,051 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2021 (5 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: LA, OH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- reservwealth.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $115,667,240 | 2 | July 30, 2021 |
| October 2022 | $130,352,740 | 2 | March 1, 2022 |
| October 2023 | $126,351,878 | 2 | September 25, 2023 |
| October 2024 | $151,620,260 | 2 | February 2, 2024 |
| October 2025 | $175,978,226 | 2 | February 26, 2025 |
| October 2026 | $208,773,942 | 2 | February 18, 2026 |

Regulatory assets under management: $115,667,240 in the October 2021 data and $208,773,942 in the October 2026 data, up 80%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $175,978,226 to $208,773,942 (+19%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Reservoir Wealth Management (CRD 293131): Form ADV filing data as of October 2026.