{
  "crd_number": 293131,
  "slug": "reservoir-wealth-management-lima-oh-293131",
  "primary_business_name": "RESERVOIR WEALTH MANAGEMENT",
  "legal_name": "RESERVOIR RETIREMENT MANAGEMENT, LLC",
  "dbas": [],
  "city": "Lima",
  "state": "OH",
  "country": "United States",
  "cbsa_code": "30620",
  "metro": {
    "cbsa_code": "30620",
    "common_name": "Lima",
    "msa_name": "Lima, OH",
    "path": "/advisors/oh/lima"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-08-30",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-02-18",
  "carried_forward": false,
  "raum_total": 208773942.0,
  "raum_discretionary": 179250783.0,
  "raum_non_discretionary": 29523159.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 60982911.0,
      "count": 357
    },
    "pension_profit_sharing": {
      "raum": 30248540.0,
      "count": 8
    },
    "high_net_worth_individuals": {
      "raum": 109328440.0,
      "count": 81
    },
    "corporations_other_businesses": {
      "raum": 8214051.0,
      "count": 14
    }
  },
  "compensation_types": [
    "hourly",
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "LA",
    "OH",
    "TX"
  ],
  "websites": [
    "https://reservwealth.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/293131",
  "city_as_filed": "LIMA",
  "url": "https://advisorcensus.com/firm/reservoir-wealth-management-lima-oh-293131",
  "display_name": "Reservoir Wealth Management",
  "summary": "Reservoir Wealth Management is an SEC-registered investment advisory firm in Lima, OH, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 18, 2026.",
  "citation": "AdvisorCensus. Reservoir Wealth Management (CRD 293131): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Reservoir Wealth Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Reservoir Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; other."
    },
    {
      "q": "Where is Reservoir Wealth Management located?",
      "a": "Reservoir Wealth Management's principal office is in Lima, OH, according to its Form ADV."
    },
    {
      "q": "Is Reservoir Wealth Management registered with the SEC or a state?",
      "a": "Reservoir Wealth Management is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 293131."
    },
    {
      "q": "How much does Reservoir Wealth Management manage?",
      "a": "Reservoir Wealth Management reports $208,773,942 in regulatory assets under management in its Form ADV filing dated February 18, 2026 (86% discretionary)."
    },
    {
      "q": "How have Reservoir Wealth Management's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Reservoir Wealth Management: Regulatory assets under management: $115,667,240 in the October 2021 data and $208,773,942 in the October 2026 data, up 80%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Reservoir Wealth Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (357); high net worth individuals (81); corporations or other businesses not listed above (14)."
    },
    {
      "q": "Which custodians does Reservoir Wealth Management use?",
      "a": "Reservoir Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Capital Client Group, Inc. and Charles Schwab & Co., Inc. as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Reservoir Wealth Management report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/293131"
    },
    {
      "q": "What changed in Reservoir Wealth Management's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $175,978,226 to $208,773,942 (+19%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 115667240.0,
      "total_employees": 2,
      "filing_date": "2021-07-30"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 130352740.0,
      "total_employees": 2,
      "filing_date": "2022-03-01"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 126351878.0,
      "total_employees": 2,
      "filing_date": "2023-09-25"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 151620260.0,
      "total_employees": 2,
      "filing_date": "2024-02-02"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 175978226.0,
      "total_employees": 2,
      "filing_date": "2025-02-26"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 208773942.0,
      "total_employees": 2,
      "filing_date": "2026-02-18"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $175,978,226 to $208,773,942 (+19%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Capital Client Group, Inc.",
      "name_as_filed": "CAPITAL CLIENT GROUP, INC.",
      "affiliated": false
    },
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/reservoir-wealth-management-lima-oh-293131.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 357,
      "fewer_than_5": false,
      "raum": 60982911.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 81,
      "fewer_than_5": false,
      "raum": 109328440.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 8,
      "fewer_than_5": false,
      "raum": 30248540.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 14,
      "fewer_than_5": false,
      "raum": 8214051.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/293131",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}