# REK Advisors, Inc.

> REK Advisors, Inc. is a state-registered investment advisory firm in Houston, TX, registered since 2016, with no regulatory assets under management reported in its Form ADV filing dated January 26, 2026.

- CRD: 108198
- Filed as: REK ADVISORS, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Houston, TX
- Filing period: October 2026
- Form ADV filing dated: January 26, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/108198
- AdvisorCensus page: https://advisorcensus.com/firm/rek-advisors-inc-houston-tx-108198

## Quick answers

**How is REK Advisors, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), REK Advisors, Inc. reports these compensation arrangements: other.

**Where is REK Advisors, Inc. located?**
REK Advisors, Inc.'s principal office is in Houston, TX, according to its Form ADV.

**Is REK Advisors, Inc. registered with the SEC or a state?**
REK Advisors, Inc. is a state-registered investment advisory firm, registered since 2016. Status as filed: APPROVED. CRD 108198.

**Does REK Advisors, Inc. report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.H(1)(c) (regulator's civil action dismissed under a settlement). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/108198

## From the Form ADV filing

### Compensation (Item 5.E)
- Other

### Advisory services (Item 5.G)
- Other

### Firm details
- Registered since: 2016 (10 years)
- Employees: 1 total, 0 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.H(1)(c): Has a domestic or foreign court ever dismissed, under a settlement agreement, an investment-related civil action brought against the firm or an advisory affiliate by a state or foreign financial regulator?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/108198

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. REK Advisors, Inc. (CRD 108198): Form ADV filing data as of October 2026.