# Reik & Co., LLC

> Reik & Co., LLC is an SEC-registered investment advisory firm, registered since 2006, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 16, 2026.

- CRD: 142414
- Filed as: REIK & CO., LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/142414
- AdvisorCensus page: https://advisorcensus.com/firm/reik-and-co-llc-142414

## Quick answers

**How is Reik & Co., LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Reik & Co., LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Reik & Co., LLC registered with the SEC or a state?**
Reik & Co., LLC is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 142414.

**How much does Reik & Co., LLC manage?**
Reik & Co., LLC reports $322,145,449 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (92% discretionary).

**How have Reik & Co., LLC's assets and staff changed since 2021?**
In the Form ADV data for Reik & Co., LLC: Regulatory assets under management: $397,456,939 in the October 2021 data and $322,145,449 in the October 2026 data, down 19%. Total employees: 4 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Reik & Co., LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (50); individuals (other than high net worth individuals) (5); pension and profit sharing plans (but not the plan participants or government pension plans) (2).

**Which custodians does Reik & Co., LLC use?**
Reik & Co., LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC, Merrill Lynch Professional Clearing Corp., Morgan Stanley & Co. LLC and UBS Financial Services Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Reik & Co., LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/142414

**What changed in Reik & Co., LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $382,903,802 to $322,145,449 (-16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC
- Merrill Lynch Professional Clearing Corp.
- Morgan Stanley & Co. LLC
- UBS Financial Services Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $322,145,449
- Discretionary: $296,084,594
- Non-discretionary: $26,060,855

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 5 | $2,424,226 |
| High net worth individuals | 50 | $248,133,410 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $3,830,927 |
| Charitable organizations | 2 | $10,799,696 |
| Corporations or other businesses not listed above | 1 | $56,957,190 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2006 (19 years)
- Employees: 5 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, MA, NY, OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $397,456,939 | 4 | March 19, 2021 |
| October 2022 | $424,305,903 | 5 | March 10, 2022 |
| October 2023 | $348,327,370 | 5 | March 14, 2023 |
| October 2024 | $343,447,232 | 5 | March 5, 2024 |
| October 2025 | $382,903,802 | 5 | March 13, 2025 |
| October 2026 | $322,145,449 | 5 | March 16, 2026 |

Regulatory assets under management: $397,456,939 in the October 2021 data and $322,145,449 in the October 2026 data, down 19%.
Total employees: 4 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $382,903,802 to $322,145,449 (-16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Reik & Co., LLC (CRD 142414): Form ADV filing data as of October 2026.