# Register Financial Advisors, LLC

> Register Financial Advisors, LLC is an SEC-registered investment advisory firm in Atlanta, GA, registered since 2015, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 20, 2026.

- CRD: 143884
- Filed as: REGISTER FINANCIAL ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Atlanta, GA
- Filing period: October 2026
- Form ADV filing dated: July 20, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/143884
- AdvisorCensus page: https://advisorcensus.com/firm/register-financial-advisors-llc-atlanta-ga-143884

## Quick answers

**How is Register Financial Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Register Financial Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Register Financial Advisors, LLC charge?**
Its Form ADV Part 2A brochure dated July 20, 2026 states: Flat fee: $500 to $5,000 (financial planning fees). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Register Financial Advisors, LLC located?**
Register Financial Advisors, LLC's principal office is in Atlanta, GA, according to its Form ADV.

**Is Register Financial Advisors, LLC registered with the SEC or a state?**
Register Financial Advisors, LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 143884.

**How much does Register Financial Advisors, LLC manage?**
Register Financial Advisors, LLC reports $488,454,320 in regulatory assets under management in its Form ADV filing dated July 20, 2026 (81% discretionary).

**How have Register Financial Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Register Financial Advisors, LLC: Regulatory assets under management: $154,213,301 in the October 2021 data and $488,454,320 in the October 2026 data, up 217%. Total employees: 24 in October 2021 and 15 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Register Financial Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (297); high net worth individuals (136).

**Which custodians does Register Financial Advisors, LLC use?**
Register Financial Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Wells Fargo Clearing Services, LLC as custodians holding 10% or more of its separately managed account assets.

**Does Register Financial Advisors, LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/143884

**What changed in Register Financial Advisors, LLC's recent Form ADV filings?**
In the March 2026 filing data: Employees performing advisory functions went from 13 to 12. Regulatory assets under management went from $396,907,109 to $488,454,320 (+23%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated July 20, 2026)

- Flat fee: $500 to $5,000 (financial planning fees)

> Financial planning fees will be charged on an agreed-upon fixed fee, ranging from $500 to $5,000, depending on the nature and complexity of each client's circumstances.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Wells Fargo Clearing Services, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $488,454,320
- Discretionary: $394,647,693
- Non-discretionary: $93,806,627

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 297 | $131,182,573 |
| High net worth individuals | 136 | $342,070,485 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $7,838,770 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $7,362,492 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2015 (11 years)
- Employees: 15 total, 12 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AL, CA, FL, GA, MA, NC, NH, NJ, NY, PA, SC, TN, TX
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/143884

### Websites listed on Form ADV (Item 1.I)
- maywealthstrategies.com
- registerfinancial.com
- tathamwealthstrategies.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $154,213,301 | 24 | February 19, 2021 |
| October 2022 | $201,087,570 | 15 | June 16, 2022 |
| October 2023 | $210,792,532 | 13 | May 18, 2023 |
| October 2024 | $296,129,938 | 14 | August 7, 2024 |
| October 2025 | $396,907,109 | 19 | February 13, 2025 |
| October 2026 | $488,454,320 | 15 | July 20, 2026 |

Regulatory assets under management: $154,213,301 in the October 2021 data and $488,454,320 in the October 2026 data, up 217%.
Total employees: 24 in October 2021 and 15 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Employees performing advisory functions went from 13 to 12.
- Regulatory assets under management went from $396,907,109 to $488,454,320 (+23%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Register Financial Advisors, LLC (CRD 143884): Form ADV filing data as of October 2026.